AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
WR

William F. Regan

THE O.N. EQUITY SALES COMPANY
Lee's Summit, MO 64064
Some features on this profile are disabled
CRD#: 3195746
WR

Professional summary

William Frank Regan, who also goes by Bill Regan, William Regan, is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Lee's Summit, Missouri.

William is registered as a RR (Registered Representative) and started their career in finance in 1999. William has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bill Regan | William Regan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Frank Regan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2015 - Present

THE O.N. EQUITY SALES COMPANY

Office #1: 2641 Ne Mcbaine Drive, Lee's Summit, MO 64064
BD
CRD#: 2936
Lee's Summit, MO
Past

April 28, 2015 - December 31, 2020

ON INVESTMENT MANAGEMENT CO

RIA
CRD#: 105662
LEES SUMMIT, MO
Past

February 19, 2015 - March 4, 2015

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
LEAWOOD, KS
Past

February 19, 2015 - March 4, 2015

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
LEAWOOD, KS
Past

April 9, 2012 - March 2, 2015

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
LEES SUMMIT, MO
Past

April 9, 2012 - March 2, 2015

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
LEES SUMMIT, MO
Past

December 6, 2010 - April 17, 2012

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
GREENWOOD, MO
Past

March 24, 2009 - December 14, 2010

WADDELL & REED

RIA
CRD#: 866
INDEPENDENCE, MO
Past

March 24, 2009 - December 14, 2010

WADDELL & REED

BD
CRD#: 866
INDEPENDENCE, MO
Past

February 16, 2006 - March 24, 2009

LAWING FINANCIAL INC

RIA
CRD#: 117178
OVERLAND PARK, KS
Past

January 14, 2005 - March 26, 2009

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
OVERLAND PARK, KS
Past

November 10, 1999 - January 25, 2005

EDWARD JONES

RIA
CRD#: 250
GREENWOOD, MO
Past

June 11, 1999 - January 25, 2005

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Kansas
(3/25/2015)
RR
Missouri
(3/25/2015)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/13/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/1/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/10/1999
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TO
THE O.N. EQUITY SALES COMPANY
THE O.N. EQUITY SALES COMPANY

CRD#: 2936 / SEC#: , 8-14161

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(513) 794-6794
Established
Ohio since 08/22/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CONSTELLATION INSURANCE, INC.PARENT COMPANY
VANHOY, ANDREW JOSEPHDIRECTOR & CHIEF COMPLIANCE OFFICER3012299
WESTBROCK, NANCY MCHARIMAN, PRESIDENT & CHIEF EXECUTIVE OFFICER5637288

Disclosures

Regulatory Event7
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE O.N. EQUITY SALES COMPANY

CRD#: 2936Lee's Summit, MO 64064

TRUST BUT VERIFY

Monitor William Regan

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

FB
Frank BarberaAdvisorCheck Check Mark
ROYAL PALMS CAPITAL, LLC
PR
ROLLING HILLS EST., CA
Gerilyn Johnson Denny
Gerilyn DennyAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Seattle, WA
KZ
Kristina ZelenskiAdvisorCheck Check Mark
PFS INVESTMENTS INC.
RR
CRESTLINE, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics