Jeffrey L. Shields
Professional summary
Jeffrey Leigh Shields, who also goes by Jeff Shields, Jeffrey Shields, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 1999. Jeffrey has worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Leigh Shields's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2026 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 65 E 55th Street 30th Floor, New York, NY 10022August 31, 2013 - April 10, 2026
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
December 1, 2002 - April 15, 2005
UST SECURITIES CORP.
April 5, 2000 - December 1, 2002
UST FINANCIAL SERVICES CORP.
August 30, 1999 - April 3, 2000
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2026)
(7/2/2026)
(7/2/2026)
(7/2/2026)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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