Jeremy A. Smith

EMPOWER ADVISORY GROUP

MACOMB, MI

Some features on this profile are disabled

CRD#: 3191349

Professional summary

Jeremy Allen Smith is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Macomb, Michigan and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Jeremy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Jeremy has worked at 12 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Allen Smith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2024 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

MACOMB, MI

Current

August 30, 2024 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

Greenwood Village, CO

Past

January 26, 2022 - August 23, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Birmingham, MI

Past

January 26, 2022 - August 23, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Birmingham, MI

Past

November 1, 2012 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Birmingham, MI

Past

November 1, 2012 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BIRMINGHAM, MI

Past

October 31, 2012 - July 29, 2024

TD AMERITRADE, INC.

CRD#: 7870

Birmingham, MI

Past

October 24, 2011 - December 7, 2011

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

NORTHVILLE, MI

Past

October 21, 2011 - December 7, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

NORTHVILLE, MI

Past

April 12, 2007 - November 2, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

TROY, MI

Past

April 11, 2007 - November 2, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

TROY, MI

Past

February 23, 2006 - April 2, 2007

COUNTRYWIDE INVESTMENT SERVICES, INC.

CRD#: 103919

STERLING HEIGHTS, MI

Past

December 10, 2003 - June 21, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

NEW BALTIMORE, MI

Past

December 9, 2003 - June 21, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

December 13, 2002 - November 12, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 7, 2000 - December 17, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 9, 1999 - September 13, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/30/2024)

Alaska
(8/30/2024)

Arizona
(8/30/2024)

Arkansas
(8/30/2024)

California
(8/30/2024)

Connecticut
(8/30/2024)

Delaware
(8/30/2024)

Georgia
(8/30/2024)

Hawaii
(8/30/2024)

Idaho
(8/30/2024)

Illinois
(8/30/2024)

Indiana
(8/30/2024)

Iowa
(8/30/2024)

Kansas
(8/30/2024)

Kentucky
(8/30/2024)

Maine
(8/30/2024)

Massachusetts
(8/30/2024)

Michigan
(8/30/2024)

IAR

Michigan
(8/30/2024)

Minnesota
(8/30/2024)

Mississippi
(8/30/2024)

Missouri
(8/30/2024)

Montana
(8/30/2024)

Nebraska
(8/30/2024)

Nevada
(8/30/2024)

New Hampshire
(8/30/2024)

New Jersey
(8/30/2024)

New Mexico
(8/30/2024)

New York
(8/30/2024)

North Carolina
(8/30/2024)

North Dakota
(8/30/2024)

Oklahoma
(8/30/2024)

Oregon
(8/30/2024)

Pennsylvania
(8/30/2024)

Rhode Island
(8/30/2024)

South Carolina
(8/30/2024)

South Dakota
(8/30/2024)

Tennessee
(8/30/2024)

Texas
(8/30/2024)

Utah
(8/30/2024)

Vermont
(8/30/2024)

Virginia
(8/30/2024)

Washington
(8/30/2024)

West Virginia
(8/30/2024)

Wisconsin
(8/30/2024)

Wyoming
(8/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/12/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/2/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/8/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeremy A. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Allen Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

COUNTRYWIDE INVESTMENT SERVICES, INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/12/1999

SIE

Date: 10/1/2018

Series 31

Date: 4/2/1999

Series 7

Date: 3/8/1999

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

Similar Advisors