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FJ

Fangping Juan

FIRSTRADE SECURITIES
Orlando, FL 32817
Some features on this profile are disabled
CRD#: 3190789
FJ

Professional summary

Fangping Juan, who also goes by Chris Juan, is a registered financial professional currently at FIRSTRADE SECURITIES INC. located in Orlando, Florida.

Fangping is registered as a RR (Registered Representative) and started their career in finance in 1999. Fangping has worked at 1 firm and has passed the Series 7TO, SIE, Series 11 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Juan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fangping Juan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2014 - Present

FIRSTRADE SECURITIES INC.

Office #1: 3504 Lake Lynda Drive Suite 365, Orlando, FL 32817
BD
CRD#: 16843
Orlando, FL
Past

December 3, 2003 - August 13, 2007

FIRSTRADE SECURITIES INC.

BD
CRD#: 16843
FLUSHING, NY
Past

June 16, 1999 - October 10, 2002

FIRSTRADE SECURITIES INC.

BD
CRD#: 16843
FLUSHING, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 11/23/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/2/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 11
Date: 3/24/2014
Assistant Representative-Order Processing Qualification Exam
Principal/Supervisory Exam
RR
Series 24
Date: 4/25/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FIRSTRADE SECURITIES INC.
FIRST FLUSHING SECURITIES INC. | FIRSTRADE SECURITIES INC.

CRD#: 16843 / SEC#: , 8-34642

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
30-50 Whitestone Expressway, Suite A301, Flushing, NY 11354
Mailing Address
30-50 Whitestone Expressway, Suite A301, Flushing, NY 11354
Phone number
(718) 269-1565
Established
Delaware since 06/08/2000
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIRSTRADE HOLDING CORPORATIONPARENT COMPANY
KU, JULIE LI-YUENSECRETARY1939433
LIU, JOHNCEO/CHAIRMAN/FINOP/ROSFP712988
RYAN, KIMBERLY ANNCHIEF COMPLIANCE OFFICER4316310

Disclosures

Regulatory Event7
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRSTRADE SECURITIES INC.

CRD#: 16843Orlando, FL 32817

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