Leonardo R. Fernandez
Professional summary
Leonardo R Fernandez, who also goes by Leonardo R Fernandez Jr, Leonardo Fernandez, is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.
Leonardo is registered as a RR (Registered Representative) and started their career in finance in 1999. Leonardo has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leonardo R Fernandez's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2012 - Present
GT SECURITIES, INC.
Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094April 7, 2009 - April 30, 2012
COLUMBIA WEST CAPITAL, LLC
April 30, 2008 - September 22, 2008
VALTUS CAPITAL GROUP, LLC
September 8, 2000 - January 17, 2008
CIBC WORLD MARKETS CORP.
May 21, 1999 - September 28, 1999
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2012)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
