Suzanne R. Banzet

KESTRA ADVISORY SERVICES

Davidson, NC

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CRD#: 3185032

Professional summary

Suzanne Ross Street Banzet, CFP®, who also goes by Suzanne Ross Street Banzet, Suzanne Ross Street, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Davidson, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Winston-salem, North Carolina.

Suzanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Suzanne has worked at 4 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Suzanne Ross Street Banzet | Suzanne Ross Street

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/09/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: CLEARVIEW FINANCIAL, LLC POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 128 START DATE: 11/01/2011 ADDRESS: 1304 Westgate Center Drive, Winston-Salem NC 27103, United States DESCRIPTION: I am the principal of the firm and a solo practitioner. My responsibilities include investment research, portfolio design, financial planning, client presentations, and account monitoring/management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Ross Street Banzet's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

July 17, 2025 - Present

KESTRA ADVISORY SERVICES, LLC

Office #2: 1304 Westgate Center Dr., Winston-salem, NC 27103

RIA

CRD#: 283330

Davidson, NC

Current

July 16, 2025 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 1304 Westgate Center Dr., Winston-salem, NC 27103

CRD#: 42046

Winston-Salem, NC

Past

October 16, 2003 - July 16, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

WINSTON-SALEM, NC

Past

October 16, 2003 - July 16, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WINSTON-SALEM, NC

Past

December 31, 2000 - October 23, 2003

WS GRIFFITH SECURITIES, INC.

RIA

CRD#: 10410

GREENSBORO, NC

Past

February 23, 1999 - October 23, 2003

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/16/2025)

Florida
(7/16/2025)

Montana
(7/23/2025)

New York
(10/21/2025)

North Carolina
(7/16/2025)

IAR

North Carolina
(7/17/2025)

South Carolina
(7/16/2025)

Tennessee
(7/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/21/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/25/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/4/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/18/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Suzanne R. Banzet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Ross Street Banzet's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

WS GRIFFITH SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/21/1999

Series 66

Date: 2/25/1999

SIE

Date: 10/1/2018

Series 7

Date: 1/4/2000

Series 6

Date: 2/18/1999

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

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