David B. Macinnis
Professional summary
David Bruce Macinnis is a registered financial professional currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Newton, Massachusetts.
David is registered as a RR (Registered Representative) and started their career in finance in 1999. David has worked at 3 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Bruce Macinnis's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2026 - Present
ASCENSUS BROKER DEALER SERVICES, LLC
Office #1: 95 Wells Avenue Suite 160, Newton, MA 02459May 1, 2017 - September 11, 2017
STATE STREET GLOBAL MARKETS, LLC
April 16, 1999 - May 1, 2017
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 7/17/2026
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478 / SEC#: , 8-47312
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | |
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 |
| KAPLAN, ROBERT BARRY | CHIEF COMPLIANCE OFFICER | 1286735 |
| KAPLAN, ROBERT BARRY | SECRETARY | 1286735 |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
Red Flags
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