TC
Thurman L. Chestnutt
FIDELITY BROKERAGE SERVICES LLC
Durham, NC 27709
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CRD#: 3181382
TC
Professional summary
Thurman Lee Chestnutt JR., who also goes by Tc Chestnutt, Thurman Lee Chestnutt Jr, Thurman Chestnutt, Thurman Lee Chestnutt, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Durham, North Carolina.
Thurman is registered as a RR (Registered Representative) and started their career in finance in 1999. Thurman has worked at 5 firms and has passed the Series 63, Series 6TO, Series 7TO, Series 7, Series 6, Series 26 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Tc Chestnutt | Thurman Lee Chestnutt Jr | Thurman Chestnutt | Thurman Lee Chestnutt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Thurman Lee Chestnutt JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 100 New Millennium Way, Durham, NC 27709BD
CRD#: 7784
Durham, NC
Past
September 30, 2014 - March 28, 2016
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
CHARLOTTE, NC
Past
December 19, 2006 - September 26, 2012
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Past
May 18, 2001 - September 16, 2014
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
CHARLOTTE, NC
Past
September 26, 2000 - April 9, 2001
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
BD
CRD#: 487
CHARLOTTE, NC
Past
March 23, 1999 - September 11, 2000
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/13/2023)
RR
Alaska(2/13/2023)
RR
Arizona(2/13/2023)
RR
Arkansas(2/13/2023)
RR
California(2/13/2023)
RR
Colorado(2/13/2023)
RR
Connecticut(2/13/2023)
RR
Delaware(2/13/2023)
RR
District of Columbia(2/13/2023)
RR
Florida(10/12/2022)
RR
Georgia(2/13/2023)
RR
Hawaii(2/13/2023)
RR
Idaho(2/13/2023)
RR
Illinois(2/13/2023)
RR
Indiana(2/13/2023)
RR
Iowa(2/13/2023)
RR
Kansas(2/13/2023)
RR
Kentucky(2/13/2023)
RR
Louisiana(2/13/2023)
RR
Maine(2/13/2023)
RR
Maryland(2/13/2023)
RR
Massachusetts(2/13/2023)
RR
Michigan(2/13/2023)
RR
Minnesota(2/13/2023)
RR
Mississippi(2/13/2023)
RR
Missouri(2/13/2023)
RR
Montana(2/13/2023)
RR
Nebraska(2/13/2023)
RR
Nevada(2/13/2023)
RR
New Hampshire(2/13/2023)
RR
New Jersey(2/13/2023)
RR
New Mexico(2/13/2023)
RR
New York(2/13/2023)
RR
North Carolina(10/12/2022)
RR
North Dakota(2/13/2023)
RR
Ohio(2/13/2023)
RR
Oklahoma(2/13/2023)
RR
Oregon(2/13/2023)
RR
Pennsylvania(2/13/2023)
RR
Rhode Island(2/13/2023)
RR
South Carolina(2/13/2023)
RR
South Dakota(2/13/2023)
RR
Tennessee(2/13/2023)
RR
Texas(2/13/2023)
RR
Utah(2/13/2023)
RR
Vermont(2/13/2023)
RR
Virginia(2/13/2023)
RR
Washington(2/13/2023)
RR
West Virginia(2/13/2023)
RR
Wisconsin(2/13/2023)
RR
Wyoming(2/13/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 10/10/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Durham, NC 27709TRUST BUT VERIFY
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