Bobbi J. Langan
Professional summary
Bobbi J Langan, who also goes by Bobbi Josephine Duenas, Bobbi Josephine Dueuas, Bobbi Langan, Bobbi J Smith, Bobbi Josephine Smith, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Scottsdale, Arizona.
Bobbi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Bobbi has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bobbi J Langan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bobbi J Langan's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2019 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 15333 North Pima Road Suite 235, Scottsdale, AZ 85260December 2, 2019 - Present
VALIC FINANCIAL ADVISORS, INC.
Office #1: 15333 North Pima Road Suite 235, Scottsdale, AZ 85260April 5, 2019 - October 24, 2019
MORGAN STANLEY
April 5, 2019 - October 24, 2019
MORGAN STANLEY
January 8, 2018 - February 25, 2019
USAA INVESTMENT SERVICES COMPANY
March 29, 2016 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
March 11, 2016 - February 22, 2019
USAA FINANCIAL ADVISORS, INC.
May 6, 2014 - February 25, 2016
VALIC FINANCIAL ADVISORS, INC.
April 29, 2014 - February 25, 2016
VALIC FINANCIAL ADVISORS, INC.
January 3, 2012 - March 28, 2014
CHARLES SCHWAB & CO., INC.
April 10, 2006 - December 31, 2011
CHARLES SCHWAB & CO., INC.
March 23, 2006 - March 28, 2014
CHARLES SCHWAB & CO., INC.
April 25, 2005 - February 16, 2006
WEDBUSH SECURITIES INC.
March 31, 2003 - April 8, 2004
VOYA INVESTMENTS DISTRIBUTOR, LLC
June 20, 2002 - April 2, 2003
METROPOLITAN LIFE INSURANCE COMPANY
June 20, 2002 - April 2, 2003
MSI FINANCIAL SERVICES, INC.
November 15, 1999 - June 11, 2002
CHARLES SCHWAB & CO., INC.
May 13, 1999 - July 21, 1999
IDS LIFE INSURANCE COMPANY
May 13, 1999 - July 21, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/2/2019)
(12/2/2019)
(4/18/2024)
(4/18/2024)
Exams
FINRA
Current Firm
VALIC FINANCIAL ADVISORS, INC.
CRD#: 42803 / SEC#: 801-54952, 8-50018
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VARIABLE ANNUITY LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BURNETTE, CYNTHIA LEA | CHIEF FINANCIAL OFFICER AND TREASURER | 1863103 |
| FORTEY, MICHAEL | VFA CHIEF COMPLIANCE OFFICER BROKER DEALER | 2304969 |
| GIBSON, KRISTA DE LOIS | PRESIDENT; SVP, HEAD OF PRODUCT & ADVISORY SERVICES | 2348708 |
| JOE, CHRISTOPHER CHUCK | VFA CHIEF COMPLIANCE OFFICER INVESTMENT ADVISOR | 2373056 |
| LOGAN, JOHN ALBERT | CHIEF OPERATIONS OFFICER | 4378887 |
| MARCIEL-CARR, THERESA H | VICE PRESIDENT, FIELD SUPERVISION | 5428259 |
| NORRIS, JOHN ERIK | SECRETARY | 8188573 |
| RINK, VERONICA LYNETTE | VICE PRESIDENT, BUSINESS ADMINISTRATION | 4724432 |
Regulatory assets under management
| Total Number of Accounts | 293,993 |
| AUM (Assets Under Management) | $ 26,372,603,709 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 01/27/2025 | ||
| 04/29/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
