Frederick L. Helmick

TRUSTMONT ADVISORY GROUP

FLOURTOWN, PA 19031

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CRD#: 3175961

Professional summary

Frederick Lawrence Helmick JR, CFP®, who also goes by Frederick Lawrence Jr Helmick, is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Flourtown, Pennsylvania and TRUSTMONT FINANCIAL GROUP, INC. located in Flourtown, Pennsylvania.

Frederick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Frederick has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frederick Lawrence Jr Helmick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FREDERICK HELMICK CPA, TAX PREPARATION 455 DRESHERTOWN RD. FORT WASHINGTON, PA 19034 SOLE PROPRIETOR, FLAT FEE. NOT SECURITIES RELATED. START DATE 4/1998. 100% OWNERSHIP. 10 HOURS DEVOTED PER MONTH, 3 HOURS DEVOTED DURING MARKET HOURS. 2. HELMICK & COMPANY WEALTH ADVISORS, LLC - SECURITIES, INSURANCE AND ADVISORY BUSINESS. START DATE, 4/1998. 100% OWNERSHIP, 40 HPW DURING SECURITES TRADING HOURS. DUTIES INCLUDE MANAGEMENT, SECURITIES AND INSURANCE ADVICE AND FINANCIAL PLANNING. 3. 1/1/2016-CONSULTANT IN FOCUS GROUPS. 4 HPY NOT DURING SECURITIES TRADING HOURS. 4. JOURNAL OF FINANCIAL SERVICE PROFESSIONALS, ONE UNIVERSITY PLACE, CHESTER,PA 19013. START DATE 1/1/2019-ASSOCIATE EDITOR. 2 HPW NOT DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Lawrence Helmick JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

January 6, 2016 - Present

TRUSTMONT ADVISORY GROUP, INC.

Office #1: 1811 Bethlehem Pike Unit 214, Flourtown, PA 19031

RIA

CRD#: 106015

FLOURTOWN, PA

Current

January 4, 2016 - Present

TRUSTMONT FINANCIAL GROUP, INC.

Office #1: 1811 Bethlehem Pike Unit 214, Flourtown, PA 19031

CRD#: 18312

Flourtown, PA

Past

September 10, 2004 - December 31, 2015

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK , NY

Past

May 28, 2004 - December 31, 2015

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

PHILADELPHIA, PA

Past

January 7, 2004 - June 4, 2004

PMG ASSET MANAGEMENT INC

RIA

CRD#: 110825

PHILADELPHIA, PA

Past

February 13, 2002 - June 4, 2004

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

August 3, 2000 - February 12, 2002

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

February 23, 1999 - August 2, 2000

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/4/2016)

Georgia
(1/4/2016)

Kentucky
(2/1/2016)

Maine
(1/4/2016)

New Jersey
(1/4/2016)

Pennsylvania
(1/4/2016)

IAR

Pennsylvania
(1/6/2016)

Virginia
(1/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/23/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/28/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/22/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Phone number

(724) 468-5665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,387
AUM (Assets Under Management)	$ 1,126,006,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Frederick L. Helmick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Lawrence Helmick JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTMONT FINANCIAL GROUP, INC.

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

PMG ASSET MANAGEMENT INC

PMG SECURITIES CORPORATION

LOCUST STREET SECURITIES, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

TRUSTMONT ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/1999

Series 63

Date: 2/23/1999

SIE

Date: 10/1/2018

Series 7

Date: 12/28/1999

Series 6

Date: 2/22/1999

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTMONT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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