Peter Garguilo
Professional Summary
Peter Garguilo is a registered financial advisor currently at THINK ALPHA SECURITIES, LLC located in Princeton, New Jersey. Peter is registered as a RR (Registered Representative) and started their career in finance in 1999. Peter has worked at 3 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
THINK ALPHA FINANCIAL, LLC | TRADINGALPHA | THINK ALPHA SECURITIES, LLC
Contact Information
Main Address
116 Commons Way Building 1, Suite 116, Princeton, NJ 08540Mailing Address
116 Commons Way Suite 116, Princeton, NJ 08540Phone Number
(856) 389-3331Established
Delaware since 02/06/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
(3/1/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2006SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter Garguilo's CRS (Customer Relationship Summary).
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