John M. Jones

WISDOM PLANNING GROUP

Orlando, FL 32804

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CRD#: 3174407

Professional summary

John Michael Jones, CFP® is a registered financial advisor currently at WISDOM PLANNING GROUP located in Orlando, Florida.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance License; Agent; Investment related: Yes; 3322 Clay Ave Orlando, FL 32804; 2021-09-16; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 5;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 22, 2021 - Present

WISDOM PLANNING GROUP

Office #1: 3322 Clay Ave, Orlando, FL 32804

RIA

CRD#: 305721

Orlando, FL

Past

August 28, 2019 - November 5, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

ORLANDO, FL

Past

August 3, 2019 - November 5, 2021

LPL FINANCIAL LLC

CRD#: 6413

ORLANDO, FL

Past

January 26, 2012 - April 16, 2012

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ORLANDO, FL

Past

January 3, 2012 - August 9, 2017

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

ORLANDO, FL

Past

February 7, 2003 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

ORLANDO, FL

Past

May 28, 1999 - August 9, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

ORLANDO, FL

Past

March 16, 1999 - July 2, 1999

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WISDOM PLANNING GROUP

DELGADO WEALTH MANAGEMENT, LLC | WISDOM PLANNING GROUP | DELGADO WEALTH MANAGEMENT, LLC DBA WISDOM PLANNING GROUP

CRD#: 305721 / SEC#: 801-132758

RIA

Registered Investment Advisory firm - (5/13/2025 Approved)

Florida

Registered Investment Advisory firm - (7/1/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2025 Terminated)

Virginia

Registered Investment Advisory firm - (7/8/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/22/2021)

IAR

Texas
(11/9/2022)

IAR

Virginia
(5/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/5/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/11/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/22/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/11/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

WISDOM PLANNING GROUP

DELGADO WEALTH MANAGEMENT, LLC | WISDOM PLANNING GROUP | DELGADO WEALTH MANAGEMENT, LLC DBA WISDOM PLANNING GROUP

CRD#: 305721 / SEC#: 801-132758

RIA

Registered Investment Advisory firm - (5/13/2025 Approved)

Florida

Registered Investment Advisory firm - (7/1/2025 Terminated)

Texas

Registered Investment Advisory firm - (7/1/2025 Terminated)

Virginia

Registered Investment Advisory firm - (7/8/2025 Terminated)

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Contact information

Main Address

3322 Clay Ave, Orlando, FL 32804

Mailing Address

Phone number

(407) 462-5486

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-DELGADO WEALTH MANAGEMENT, LLC; DBA WISDOM PLANNING GROUP (7/1/2025)

Regulatory assets under management

Total Number of Accounts	266
AUM (Assets Under Management)	$ 105,266,033

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John M. Jones

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Jones's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CHARLES SCHWAB & CO., INC.

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

GROVE POINT INVESTMENTS, LLC

Primary Firm SEC Registration

WISDOM PLANNING GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 4/5/2006

Series 63

Date: 6/11/1999

SIE

Date: 8/9/2017

Series 7

Date: 3/15/1999

Series 10

Date: 4/22/2002

Series 9

Date: 3/11/2002

Current Firm

WISDOM PLANNING GROUP

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WISDOM PLANNING GROUP

TRUST BUT VERIFY

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