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Christopher Augustus Showers

CRD# 3169208·Registered 2007 - 2012
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Augustus Showers was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2007 - 2012. Christopher had worked at 3 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

19 years in the financial services industry

Current & Past Employments

WTS PROPRIETARY TRADING GROUP LLC·CRD# 148117
BD
New York, NY
December 12, 2011 - May 31, 2012
CHIMERA SECURITIES, LLC·CRD# 147566
BD
New York, NY
September 7, 2011 - November 21, 2011
CHIMERA SECURITIES, LLC·CRD# 147566
BD
New York, NY
March 14, 2011 - June 13, 2011
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
West Conshohocken, PA
April 18, 2008 - February 26, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
West Conshohocken, PA
August 30, 2007 - February 26, 2009

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Current Firm

WP
WTS PROPRIETARY TRADING GROUP LLC

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117 / SEC#: 8-67986
BD
Terminated by SEC on 03/06/2015

Contact Information

Established

Delaware since 07/09/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WTS PTG HOLDINGS, LLCOWNER—
CLARK, CHESTER EDMONDCEO2486219
DISCENZA, PETER VINCENT JRCHIEF COMPLIANCE OFFICER4386342
JONES, WILLIAM RUSSELLOPERATIONS MANAGER2948251
LI, XIAOYANFINOP4465893

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2007About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Jul 2007About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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