Eduardo Gerena
Professional summary
Eduardo Gerena, who also goes by Ed Gerena, Edward Gerena, is a registered financial professional currently at PHX FINANCIAL, INC. located in Hauppauge, New York.
Eduardo is registered as a RR (Registered Representative) and started their career in finance in 1999. Eduardo has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eduardo Gerena's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2016 - Present
PHX FINANCIAL, INC.
Office #1: 150 Motor Parkway Suite 309, Hauppauge, NY 11788January 17, 2014 - November 11, 2016
INVESTACORP ADVISORY SERVICES INC
January 17, 2014 - November 11, 2016
INVESTACORP, INC.
August 6, 2012 - January 23, 2014
FIRST MIDWEST SECURITIES, INC.
July 5, 2007 - January 23, 2014
FIRST MIDWEST SECURITIES, INC.
February 27, 2007 - July 12, 2007
BROOKSTREET SECURITIES CORPORATION
August 5, 2002 - March 23, 2007
AMERICAN CAPITAL PARTNERS, LLC
August 31, 2001 - August 5, 2002
MILESTONE FINANCIAL SERVICES, INC.
March 23, 1999 - September 28, 2001
SEABOARD SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/7/2017)
(9/20/2016)
(12/15/2016)
(9/21/2016)
(8/29/2024)
(10/20/2016)
(11/3/2016)
(9/20/2016)
(9/20/2016)
(9/20/2016)
(9/20/2016)
(11/15/2016)
Exams
FINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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