Gregory Alan Wachsteter
Professional Summary
Gregory Alan Wachsteter is a registered financial advisor currently at WATERMILL INSTITUTIONAL TRADING LLC located in Jersey City, New Jersey. Gregory is registered as a RR (Registered Representative) and started their career in finance in 1999. Gregory has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
WATERMILL INSTITUTIONAL TRADING LLC | WATERMILL TRADING LLC
Contact Information
Main Address
111 Town Square Place Suite 1520, Jersey City, NJ 07310Mailing Address
111 Town Square Place Suite 1520, Jersey City, NJ 07310Phone Number
(917) 621-3829Established
Delaware since 01/23/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
20FINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/7/2010)
(10/7/2010)
(3/14/2011)
(10/4/2010)
(4/14/2014)
(2/9/2011)
(11/19/2010)
(7/27/2010)
(5/30/2014)
(9/22/2010)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2009SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gregory Alan Wachsteter's CRS (Customer Relationship Summary).
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