Richard W. Conroy
Professional summary
Richard William Conroy, who also goes by Dick Conroy, is a registered financial professional currently at ROCKLAND SECURITIES, LLC located in Doral, Florida.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1999. Richard has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard William Conroy's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2004 - Present
ROCKLAND SECURITIES, LLC
Office #1: 33785 Nw 82nd Ave Unit 304, Doral, FL 33166June 12, 2006 - July 7, 2006
AMPER INVESTMENT BANKING L.L.C.
June 28, 2001 - March 10, 2003
FORTIS CAPITAL INVESTMENTS INC.
July 21, 1999 - March 27, 2001
COMMERZ MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2004)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ROCKLAND SECURITIES, LLC
CRD#: 127855 / SEC#: , 8-66057
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Company Information
ROCKLAND SECURITIES, LLC
CRD#: 127855Doral, FL 33166TRUST BUT VERIFY
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