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CRD#: 127855
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

ROCKLAND SECURITIES, LLC is located at 33785 Nw 82nd Ave Unit 304, Doral, FL 33166 and was first established at Florida, Delaware in 10/21/2009. After operating for 16 years, ROCKLAND SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of ROCKLAND SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. ROCKLAND SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at ROCKLAND SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access ROCKLAND SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at ROCKLAND SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for ROCKLAND SECURITIES, LLC Comes From

Understanding the Statistics for ROCKLAND SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
33785 Nw 82nd Ave Unit 304, Doral, FL 33166
Mailing Address
33785 Nw 82nd Ave Unit 304, Doral, FL 33166
Firm Size
Small
Phone Number
+1 (800) 834-6549
Established
Delaware since 10/21/2009
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
CONROY, RICHARD WILLIAMMEMBER; FINOP3164099
DIVERGENT BRANCH LLCMEMBER
CHAKFORD, CHRISTOPHER CONLEYPRINCIPAL EXECUTIVE OFFICER, GSP, CCO2638492

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Advisor's working at ROCKLAND SECURITIES, LLC

CC

Christopher Conley Chakford

Chris Chakford
IAR
RR
CRD#: 2638492
Location:
Doral, FL 33166
Company:
DIVERGENT CAPITAL ASSET MANAGEMENT LLC
Disclosures:
Experience:
30 years
View Profile
HD

Harris Morgan Dzwonkowski

Harris Dzwonkowski
IAR
RR
CRD#: 6428780
Location:
Doral, FL 33166
Company:
DIVERGENT CAPITAL ASSET MANAGEMENT LLC
Disclosures:
Experience:
10 years
View Profile
RC

Richard William Conroy

Dick Conroy
RR
CRD#: 3164099
Location:
Doral, FL 33166
Company:
ROCKLAND SECURITIES, LLC
Disclosures:
Experience:
26 years
View Profile
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