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GP

Gina M. Portelles

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
HUGER, SC
Some features on this profile are disabled
CRD#: 3163378
GP

Professional summary

Gina Marie Portelles, who also goes by Gina Marie Massa, is a registered financial advisor currently at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC located in Huger, South Carolina and ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.

Gina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Gina has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gina Marie Massa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.AGENT TO SELL LIFE INSURANCE. LONG TERM CARE, AND NON-VARIABLE INSURANCE SALES. DEVOTE 1 TO 20% PER MONTH. COMPENSATION IS FORM COMMISSIONS. NON-INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gina Marie Portelles's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 2021 - Present

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

RIA
CRD#: 157714
HUGER, SC
Current

June 25, 2021 - Present

ALEXANDER CAPITAL, L.P.

Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701
BD
CRD#: 40077
Red Bank, NJ
Past

June 2, 2006 - June 9, 2021

IC ADVISORY SERVICES, INC.

RIA
CRD#: 140190
MT. PLEASANT, SC
Past

September 26, 2002 - October 2, 2006

THE INVESTMENT CENTER, INC.

RIA
CRD#: 17839
MT. PLEASANT, SC
Past

May 29, 2001 - June 9, 2021

THE INVESTMENT CENTER, INC.

BD
CRD#: 17839
MT. PLEASANT, SC
Past

March 20, 2000 - May 24, 2001

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

June 4, 1999 - March 6, 2000

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

March 8, 1999 - March 15, 1999

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

March 8, 1999 - March 15, 1999

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.

CRD#: 157714 / SEC#: 801-112997

RIA
Registered Investment Advisory firm - (4/30/2018 Approved)
Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)
New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)
New York
Registered Investment Advisory firm - (5/15/2018 Terminated)
Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)
Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(6/25/2021)
RR
Connecticut
(6/25/2021)
RR
Delaware
(6/25/2021)
RR
Florida
(6/25/2021)
RR
Maryland
(6/28/2021)
RR
New Jersey
(6/25/2021)
RR
New York
(6/25/2021)
RR
North Carolina
(6/25/2021)
RR
Oregon
(6/25/2021)
RR
Pennsylvania
(11/23/2021)
RR
Puerto Rico
(6/25/2021)
RR
South Carolina
(6/25/2021)
IAR
South Carolina
(6/25/2021)
RR
Texas
(6/25/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/25/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/18/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/6/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/29/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC | LCORE WEALTH MANAGEMENT LLC | ARTHUR MORRIS LIFFESTYLE WEALTH MANAGEMENT | ALEXANDER CAPITAL, L.P.

CRD#: 157714 / SEC#: 801-112997

RIA
Registered Investment Advisory firm - (4/30/2018 Approved)
Arkansas
Registered Investment Advisory firm - (5/15/2018 Terminated)
New Jersey
Registered Investment Advisory firm - (6/20/2018 Terminated)
New York
Registered Investment Advisory firm - (5/15/2018 Terminated)
Texas
Registered Investment Advisory firm - (5/15/2018 Terminated)
Washington
Registered Investment Advisory firm - (5/22/2018 Terminated)
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Contact information

Main Address
10 Drs. James Parker Blvd Suite 202, Red Bank, NJ 07701
Mailing Address
Phone number
(212) 687-5650
Established
Firm type
Fiscal year end
# of Employees
29

SEC notice filing (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALEXANDER CAPITAL WEALTH MANAGEMENT, LLC FIRM BROCHURE (3/11/2025)
ALEXANDER CAPITAL WEALTH MANAGEMENT LLC APPENDIX 1 (3/11/2025)

Regulatory assets under management

Total Number of Accounts999
AUM (Assets Under Management)$ 212,106,766

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

CRD#: 157714Huger, SC

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