GL
George J. Legakis
CETERA INVESTMENT ADVISERS LLC
BROOKLYN, NY 11209
Some features on this profile are disabled
CRD#: 3163349
GL
Professional summary
George John Legakis, who also goes by George Legakis, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Brooklyn, New York and CETERA WEALTH SERVICES, LLC located in Brooklyn, New York.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. George has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George Legakis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: GAK WEALTH MANAGEMENT LLC; INVESTMENT RELATED: NO; ADDRESS: 1364 HEMLOCK FARMS, LORDS VALLEY, PA 18428; NATURE OF BUSINESS: HOLDING & LEASING REAL ESTATE/HOME; START DATE: 05/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: UP TO 5; APX NUMBER OF HOURS DURING TRADING HOURS: UP TO 5; BRIEF DESCRIPTION OF DUTIES: REAL ESTATE MANAGEMENT AND REAL ESTATE RENTAL MANAGEMENT; 2) POA FOR JIM THEODORAKAKOS; NOT INVESTMENT RELATED; 360 93RD ST BROOKLYN, NY 11209; POA FOR A RETIRED FAMILY MEMBERS; POA; 12/22/2017; APPX 1 HR/MONTH; APPX 0 HRS/MONTH DURING TRADING; FULL POA. PRIMARY FUNCTION IS TO OVERLOOK BANK ACCOUNTS 3) GAK WEALTH NY; NOT INVESTMENT RELATED; 8804 FOURTH AVE BROOKLYN, NY 11209; MANAGE OFFICE EXPENSES; OWNER; 02/06/2018; APPX 2 HRS/MONTH; APPX 0 HRS/MONTH DURING TRADING; SIMPLY AN LLC TO MANAGE PAYROLL AND OFFICE EXPENSES FOR MY SUMMIT PRACTICE
CRS (Client Relationship Summary) - RIA
Click below to view George John Legakis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2015 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8804 Fourth Avenue, Brooklyn, NY 11209Office #2: 121 Rockwood Dr 1364 Hemlock Farms, Lords Valley, PA 18428RIA
CRD#: 105644
BROOKLYN, NY
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8804 Fourth Ave, Brooklyn, NY 11209BD
CRD#: 13572
Brooklyn, NY
Past
April 4, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 8, 2019 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
BROOKLYN, NY
Past
October 2, 2015 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
BROOKLYN, NY
Past
October 4, 2007 - November 13, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 124446
Lords Valley, PA
Past
January 10, 2005 - December 4, 2015
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
Lords Valley, PA
Past
September 27, 2004 - January 6, 2005
KIRLIN SECURITIES INC.
BD
CRD#: 21210
SYOSSET, NY
Past
April 15, 1999 - October 10, 2002
LADENBURG CAPITAL MANAGEMENT INC.
BD
CRD#: 14623
BETHPAGE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/20/2019)
RR
Alaska(9/20/2019)
RR
Arizona(9/20/2019)
RR
Arkansas(2/26/2020)
RR
California(9/20/2019)
RR
Colorado(9/20/2019)
RR
Connecticut(9/20/2019)
RR
Delaware(9/20/2019)
RR
District of Columbia(9/20/2019)
RR
Florida(9/23/2019)
RR
Georgia(9/20/2019)
RR
Hawaii(5/19/2020)
RR
Idaho(9/20/2019)
RR
Illinois(9/20/2019)
RR
Indiana(9/20/2019)
RR
Iowa(9/20/2019)
RR
Kansas(9/20/2019)
RR
Kentucky(2/27/2020)
RR
Louisiana(9/20/2019)
RR
Maine(9/20/2019)
RR
Maryland(9/20/2019)
RR
Massachusetts(2/14/2020)
RR
Michigan(9/20/2019)
RR
Minnesota(9/20/2019)
RR
Mississippi(9/20/2019)
RR
Missouri(9/20/2019)
RR
Montana(1/6/2020)
RR
Nebraska(9/20/2019)
RR
Nevada(9/20/2019)
RR
New Hampshire(1/8/2020)
RR
New Jersey(9/20/2019)
RR
New Mexico(9/20/2019)
RR
New York(9/20/2019)
IAR
New York(6/29/2023)
RR
North Carolina(9/20/2019)
RR
North Dakota(9/20/2019)
RR
Ohio(9/20/2019)
RR
Oklahoma(9/20/2019)
RR
Oregon(1/10/2020)
IAR
Pennsylvania(10/20/2015)
RR
Pennsylvania(9/20/2019)
RR
Puerto Rico(1/14/2020)
RR
Rhode Island(9/20/2019)
RR
South Carolina(9/20/2019)
RR
South Dakota(9/20/2019)
RR
Tennessee(9/20/2019)
IAR
Texas(1/2/2019)
RR
Texas(9/20/2019)
RR
Utah(9/20/2019)
RR
Vermont(3/6/2020)
RR
Virgin Islands(1/7/2020)
RR
Virginia(9/20/2019)
RR
Washington(9/20/2019)
RR
West Virginia(9/20/2019)
RR
Wisconsin(9/20/2019)
RR
Wyoming(9/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
