Joseph M. Ross
Professional summary
Joseph Mark Ross, who also goes by Joe Ross, is a registered financial professional currently at NATIXIS SECURITIES AMERICAS LLC located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1998. Joseph has worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24, Series 4 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Mark Ross's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2024 - Present
NATIXIS SECURITIES AMERICAS LLC
Office #1: 1251 Avenue Of The Americas 5th Floor, New York, NY, 10020January 31, 2017 - July 24, 2024
BARCLAYS CAPITAL INC.
March 7, 2014 - February 2, 2016
MACQUARIE CAPITAL (USA) INC.
June 11, 2012 - April 8, 2013
APEX CLEARING CORPORATION
July 2, 2010 - August 6, 2012
PENSON FINANCIAL SERVICES, INC.
October 16, 2007 - June 30, 2010
APEX CLEARING CORPORATION
July 15, 2004 - October 11, 2007
FIRST MONTAUK SECURITIES CORP.
June 26, 2001 - August 28, 2003
BNY MELLON SECURITIES LLC
May 13, 1999 - November 30, 2001
FIRSTAR INVESTMENT SERVICES,INC.
December 18, 1998 - June 18, 2002
CONSECO SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2024)
Exams
FINRA
Current Firm
NATIXIS SECURITIES AMERICAS LLC
CRD#: 1101 / SEC#: 801-72849, 8-719
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIXIS NORTH AMERICA LLC | PARENT COMPANY/MANAGING MEMBER | |
| BRIGGS, DANIEL CRAIG | PRINCIPAL OPERATIONS OFFICER | 1250311 |
| BUSSY, STEPHANE NMN | DIRECTOR ON BOARD OF DIRECTORS | 7336982 |
| CANEL, THIERRY JACQUES | DIRECTOR ON BOARD OF DIRECTORS | 7818166 |
| CHAUDHURI, SUPRIO NMN | CHIEF COMPLIANCE OFFICER | 4659711 |
| DELAY, OLIVIER JACQUES | CHIEF EXECUTIVE OFFICER/DIRECTOR ON BOARD OF DIRECTORS | 4720716 |
| ISSANCHOU, EMMANUEL | HEAD OF GLOBAL MARKETS AMERICAS | 7338402 |
| LAMBRIANIDIS, OTTO NICK | PRINCIPAL FINANCIAL OFFICER | 2213741 |
| MORAVEC, MICHAEL CHRISTOPHER | HEAD OF INVESTMENT BANKING AMERICAS | 2968921 |
| SHARPE, THOMAS GEORGE | CHIEF LEGAL OFFICER | 7047152 |
Disclosures
| Regulatory Event | 17 |
Red Flags
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