William J. Howlett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Howlett, who also goes by William Joseph Howlett III, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1999. William had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2012 - March 22, 2013
WTS PROPRIETARY TRADING GROUP LLC
March 17, 2011 - January 3, 2012
CHIMERA SECURITIES, LLC
April 19, 2006 - September 27, 2007
WHEATLEY CAPITAL SERIES FUND LLC
January 29, 1999 - May 13, 1999
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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