MS
Michael J. Sidoti
HORNOR, TOWNSEND & KENT
Akron, OH 44333
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CRD#: 3161180
MS
Professional summary
Michael Joseph Sidoti is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Akron, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)21ST CENTURY FINANCIAL, INC. | INVESTMENT-RELATED-YES | 130 SPRINGSIDE DRIVE, STE. 100, AKRON, OH 44333 | INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY | AGENT | START DATE: APRIL 2007 | APPROX. NUMBER OF HOURS/MONTH: MORE THAN 40 | APPROX. NUMBER OF HOURS/MONTH DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40 | DUTIES: SALE OF LIFE, HEALTH, DISABILITY AND LTC INSURANCE. 2)BLU DOT FINANCIAL, L.L.C. | INVESTMENT-RELATED-YES | 130 SPRINGSIDE DRIVE, STE. 100, AKRON, OH 44333 | INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY | MEMBER, START DATE: 05/01/2008 | APPROX. NUMBER OF HOURS/MONTH: MORE THAN 40 | APPROX. NUMBER OF HOURS/MONTH DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40 | DUTIES: SALE OF LIFE, HEALTH, DISABILITY AND LTC INSURANCE TO THE MEDICAL COMMUNITY. 3) SAND COURT CONDO ASSOCIATION | NOT INVESTMENT-RELATED | FAIRLAWN PUBLIC LIBRARY, FAIRLAWN, OH, CONDO ASSOCIATION | PRESIDENT/OFFICER | START DATE: 01/2014 | APPROXIMATE NUMBER OF HOURS/MONTH: 10 | APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 10 | DUTIES: BOARD MEMBER WITH NO FINANCIAL INVOLVEMENT OR CHECK WRITING PRIVILEGES. NO COMPENSATION FOR DUTIES. 4)BLU DOT HOLDINGS II, L.L.C. | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: MEMBER | ADDRESS: VARIOUS LOCATIONS | START DATE: 3/1/2020 | NATURE OF ACTIVITY: RENTAL PROPERTY OWNER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: BUYER OF PROPERTIES: MANAGE AND LEASE COMMERCIAL AND RESIDENTIAL REAL ESTATE. ACTIVITIES INCLUDE MANAGING PROPERTY, CHECK WRITING, SHOWING PROPERTY WITH LEASE AGREEMENTS. 5)RENTAL PROPERTY OWNER | DBA: BLU DOT HOLDINGS III, L.L.C. | POSITION: PROPRIETOR/OWNER | NATURE: RENTAL PROPERTY OWNER | INVESTMENT RELATED: NO | NUMBER OF HOURS: 10 | SECURITIES TRADING HOURS: 0 | START DATE: 05/01/2024 | ADDRESS: 4548 LAKEVIEW GLEN DRIVE, MEDINA OH 44256 | DESCRIPTION: BUYER OF PROPERTIES: MANAGE AND LEASE COMMERCIAL AND RESIDENTIAL REAL ESTATE. ACTIVITIES INCLUDE MANAGING PROPERTY, CHECK WRITING, SHOWING PROPERTY WITH LEASE AGREEMENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Sidoti's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Sidoti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2018 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 130 Springside Dr Suite 100, Akron, OH 44333RIA
BD
CRD#: 4031
Akron, OH
Current
April 9, 2007 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 130 Springside Dr Suite 100, Akron, OH 44333RIA
BD
CRD#: 4031
Akron, OH
Past
October 22, 2003 - April 19, 2007
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
BEACHWOOD, OH
Past
May 3, 1999 - April 19, 2007
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
BEACHWOOD, OH
Past
January 1, 1999 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/23/2015)
RR
California(3/13/2014)
RR
Colorado(11/30/2022)
RR
Florida(5/31/2012)
RR
Georgia(11/18/2008)
RR
Hawaii(6/21/2018)
RR
Illinois(8/16/2007)
RR
Indiana(4/9/2007)
RR
Kentucky(5/1/2009)
RR
Massachusetts(6/25/2024)
RR
Michigan(4/9/2007)
RR
Missouri(7/18/2014)
RR
Nevada(10/24/2014)
RR
New Jersey(2/2/2023)
RR
New York(2/11/2014)
RR
North Carolina(11/9/2007)
RR
Ohio(4/9/2007)
IAR
Ohio(9/18/2018)
RR
South Carolina(7/7/2014)
RR
Texas(7/22/2016)
RR
Virginia(4/9/2007)
RR
Washington(10/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Akron, OH 44333TRUST BUT VERIFY
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