Christopher R. Holroyd

AMG DISTRIBUTORS

Stamford, CT 06901

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CRD#: 3160772

Professional summary

Christopher Robert Holroyd is a registered financial professional currently at AMG DISTRIBUTORS, INC. located in Stamford, Connecticut.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 5 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2017 - Present

AMG DISTRIBUTORS, INC.

Office #1: 680 Washington Blvd Suite 500, Stamford, CT 06901

CRD#: 27314

Stamford, CT

Past

November 2, 2011 - December 8, 2016

COMMONFUND SECURITIES, INC.

CRD#: 43541

WILTON, CT

Past

November 15, 2002 - September 9, 2004

PEOPLE'S SECURITIES, INC.

CRD#: 13704

BRIDGEPORT, CT

Past

August 15, 2000 - August 9, 2001

PEOPLE'S SECURITIES, INC.

CRD#: 13704

BRIDGEPORT, CT

Past

May 11, 2000 - August 8, 2000

WIT CAPITAL CORPORATION

CRD#: 41499

OLD GREENWICH, CT

Past

January 7, 1999 - August 4, 2000

SOUNDVIEW TECHNOLOGY CORPORATION

CRD#: 15425

OLD GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(1/5/2017)

Exams

State Security Law Exam

Series 63

Date: 11/22/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/12/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/21/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/1/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/3/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

AMG DISTRIBUTORS, INC.

CRD#: 27314 / SEC#: , 8-43057

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

680 Washington Blvd Suite 500, Stamford, CT 06901

Mailing Address

680 Washington Blvd Suite 500, Stamford, CT 06901

Phone number

(203) 299-3500

Established

Delaware since 12/29/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
AMG FUNDS LLC	SOLE SHAREHOLDER	153456
GALIS, AARON	DIRECTOR	7333959
HOPKINS, THOMAS JOHN	PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER AND FINOP	1835087
JACOBS ANTONACCIO, RACHEL ELIZABETH	HEAD OF CLIENT SOLUTIONS AND PRINCIPAL	3189490
KINNE, KEITHA LEE	PRESIDENT, PRINCIPAL AND CHIEF OPERATING OFFICER	2039630
SPELLMAN, PATRICK JOSEPH	CHIEF COMPLIANCE OFFICER	3086822

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Advisor Monitoring

Firm Stability Insights

Christopher R. Holroyd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Robert Holroyd's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONFUND SECURITIES, INC.

PEOPLE'S SECURITIES, INC.

PEOPLE'S SECURITIES, INC.

WIT CAPITAL CORPORATION

SOUNDVIEW TECHNOLOGY CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 11/22/2011

Series 65

Date: 9/12/2003

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 6/21/2012

Series 7

Date: 11/1/2011

Series 24

Date: 11/3/2011

FINRA

Current Firm

AMG DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMG DISTRIBUTORS, INC.

TRUST BUT VERIFY

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