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MK

Mitchell Abel Kessler

CRD# 3160771·Registered 1999 - 2023
Previously Registered: Being a previously registered professional could mean that Mitchell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mitchell Abel Kessler, who also goes by Mitch Kessler, was a registered financial advisor. Mitchell was a previously registered financial professional and started their career in finance 1999 - 2023. Mitchell had worked at 6 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mitch Kessler

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years registered in the securities industry

Current & Past Employments

Past

MARCO POLO SECURITIES LLCPast·CRD# 46561
BD
New York, NY
August 2, 2019 - January 26, 2023
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
RIA
Atlanta, GA
August 17, 2016 - May 26, 2017
UBS FINANCIAL SERVICES INC.Past·CRD# 8174
BD
Atlanta, GA
August 16, 2016 - May 26, 2017
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLCPast·CRD# 124446
RIA
Atlanta, GA
August 22, 2014 - December 31, 2014
J.P. TURNER & COMPANY, L.L.C.Past·CRD# 43177
BD
Atlanta, GA
April 9, 2013 - December 31, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.Past·CRD# 6694
BD
St. Petersburg, FL
January 17, 2001 - February 7, 2002
STERNE, AGEE & LEACH, INC.Past·CRD# 791
BD
Birmingham, AL
June 4, 1999 - August 27, 1999

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Current Firm

MP
MARCO POLO SECURITIES LLC

DEVINE SECURITIES INC. | MARCO POLO SECURITIES LLC | MARCO POLO SECURITIES INC. | INVESTABLE OCEANS

CRD#: 46561 / SEC#: 8-51480
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1230 Avenue Of Am 16th Floor, New York, NY 10020

Mailing Address

1230 Avenue Am 16th Floor, New York, NY 10020

Phone Number

(347) 773-4959

Established

Delaware since 12/31/2025

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (36 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARCO POLO EXCHANGE INCOWNER—
CARLSON, STEVEN JACKCHIEF EXECUTIVE OFFICER2026011
MACK, ALEXANDER HERBERTFINOP4805607
ZAK, STEPHEN PETERCHIEF COMPLIANCE OFFICER2423424

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2013About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2012About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed May 1999About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed May 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2013About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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