Qiufang Shen
Professional summary
Qiufang Shen, who also goes by Irene Shen, is a registered financial professional currently at FUTU CLEARING INC located in Dallas, Texas and MOOMOO FINANCIAL INC. located in Jersey City, New Jersey.
Qiufang is registered as a RR (Registered Representative) and started their career in finance in 1999. Qiufang has worked at 10 firms and has passed the Series 63, Series 65, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Qiufang Shen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2021 - Present
FUTU CLEARING INC
Office #1: 12750 Merit Drive Suite 475, Dallas, TX 75251March 6, 2024 - Present
MOOMOO FINANCIAL INC.
Office #1: 185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311September 1, 2021 - April 29, 2022
MDB CAPITAL
March 6, 2019 - March 23, 2021
VELOX CLEARING LLC
April 5, 2013 - February 28, 2019
APEX CLEARING CORPORATION
November 6, 2012 - March 7, 2013
CANTOR FITZGERALD & CO.
June 11, 2012 - November 6, 2012
APEX CLEARING CORPORATION
January 5, 2006 - August 1, 2012
PENSON FINANCIAL SERVICES, INC.
June 24, 2002 - December 31, 2005
COMPUTER CLEARING SERVICES INC
July 31, 2000 - February 24, 2006
WHITE PACIFIC SECURITIES, INC.
February 10, 1999 - July 31, 2000
ACUMENT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/24/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/8/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
MOOMOO FINANCIAL INC.
CRD#: 283078 / SEC#: , 8-69739
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FUTU US INC | SHAREHOLDER | |
| CHAN, WING KEI | MANAGING DIRECTOR | 6616753 |
| DU, SHUANG | HEAD OF US OPERATIONS | 5005050 |
| MCDONALD, NEIL ANTHONY | CEO | 1764574 |
| PALMER, NATHAN TYLER | PRESIDENT | 5805173 |
| PARSONS, DARREN JAMES | CHIEF OPERATIONS OFFICER | 2382680 |
| SHARMA, VICKRAMJIT | CHIEF LEGAL OFFICER | 7186502 |
| SHEN, QIUFANG | HEAD OF FINANCE | 3158926 |
| STIFELMAN, GLEN ROBERT | CHIEF COMPLIANCE OFFICER | 1699013 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 2 |
Red Flags
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Company Information
MOOMOO FINANCIAL INC.
CRD#: 283078Dallas, TX 75251TRUST BUT VERIFY
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