MO
Marlen Osadchy
ALLSTATE FINANCIAL ADVISORS
Brooklyn, NY 11229-5051
Some features on this profile are disabled
CRD#: 3158640
MO
Professional summary
Marlen Osadchy is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Brooklyn, New York and ALLSTATE FINANCIAL SERVICES, LLC located in Brooklyn, New York.
Marlen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Marlen has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MARLEN OSADCHY POSITION: landlord NATURE: I own two family home where I rent out the downstairs unit. I collect the rent and use the funds for expenses to maintain the property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2016 ADDRESS: 117 latourette st, staten island NY 10309, United States DESCRIPTION: I own two family home where I rent out the downstairs unit. I collect the rent and use the funds for expenses to maintain the property MADISON ESTATES & PROPERTIES POSITION: Real estate Agent NATURE: Representing buyers and sellers in purchase and sale of real property INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 1 START DATE: 04/09/2022 ADDRESS: 2922 Avenue R, Brooklyn NY 11229, United States DESCRIPTION: Providing sales assistance to home owners on the sale of their properties and assisting home buyer on the purchase of real property NYC BY YACHT LLC POSITION: member NATURE: boat rental for NYC tour around new york harbor statue of liberty and 4th of july fireworks on the water INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 04/27/2025 ADDRESS: 117 latourette st, staten island NY 10309, United States DESCRIPTION: non working partner of charter boat
CRS (Client Relationship Summary) - RIA
Click below to view Marlen Osadchy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2021 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 2701 Avenue U, Brooklyn, NY 11229-5051RIA
CRD#: 109524
Brooklyn, NY
Current
March 23, 2021 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 2701 Avenue U, Brooklyn, NY 11229-5051BD
CRD#: 18272
Brooklyn, NY
Past
May 22, 2020 - January 13, 2021
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BROOKLYN, NY
Past
July 14, 2014 - January 13, 2021
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BROOKLYN, NY
Past
October 1, 2012 - July 8, 2014
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BROOKLYN, NY
Past
May 22, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
BROOKLYN, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(5/13/2022)
RR
New York(3/28/2021)
IAR
New York(4/4/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/4/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
