Jason H. Spitzer
Professional summary
Jason Heath Spitzer is a registered financial professional currently at WALL STREET ACCESS located in Park Ridge, New Jersey.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1999. Jason has worked at 6 firms and has passed the Series 63, Series 57TO, Series 62, Series 99TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Heath Spitzer's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2018 - Present
WALL STREET ACCESS
Office #1: One Maynard Drive Suite 2201, Park Ridge, NJ 07656October 6, 2006 - January 2, 2019
VANDHAM SECURITIES CORP.
October 12, 2004 - October 6, 2006
NATIONWIDE PLANNING ASSOCIATES INC.
August 25, 2000 - October 7, 2004
MILLENNIUM BROKERAGE, L.L.C.
July 18, 2000 - August 21, 2000
ALL-TECH DIRECT, INC.
April 5, 1999 - November 16, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/2/2018)
(7/2/2018)
(7/2/2018)
(7/2/2018)
(7/2/2018)
(7/2/2018)
(7/2/2018)
(7/2/2018)
Exams
Series 57TO
Date: 11/14/2023
Securities Trader ExamSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WALL STREET ACCESS
CRD#: 10012 / SEC#: , 8-25936
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
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