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FIRM PROFILE
Overview
WALL STREET ACCESS is located at 100 Wall Street, Suite 804, New York, NY 10005 and was first established at New York, New York in 02/01/1981. After operating for 45 years, WALL STREET ACCESS has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WALL STREET ACCESS’s clients are individuals and 0% of their clients are high net worth individuals. WALL STREET ACCESS has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WALL STREET ACCESS are registered to handle securities or provide financial advice. The firm has 34 disclosures, 19 being regulatory events, 0 being client events, and 15 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WALL STREET ACCESS‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WALL STREET ACCESS. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for WALL STREET ACCESS Comes From
Understanding the Statistics for WALL STREET ACCESS and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
100 Wall Street, Suite 804, New York, NY 10005
100 Wall Street, Suite 804, New York, NY 10005
Small
(212) 709-9400
New York since 02/01/1981
Partnership
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | ||
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | ||
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 | |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 | |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 | |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 | |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 | |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
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Advisor's working at WALL STREET ACCESS
Colleen Patricia Sorrentino
Nikola Goles
Joseph Steven Tama
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