Christopher J. Mcneil
Professional summary
Christopher James Mcneil is a registered financial professional currently at WESTMINSTER RESEARCH ASSOCIATES LLC located in Stamford, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher James Mcneil's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2014 - Present
WESTMINSTER RESEARCH ASSOCIATES LLC
Office #1: 262 Harbor Drive, Stamford, CT 06902January 3, 2006 - May 15, 2014
COWEN EXECUTION SERVICES LLC
October 14, 2003 - January 3, 2006
B-TRADE SERVICES LLC
April 23, 2002 - July 22, 2002
B-TRADE SERVICES LLC
January 4, 1999 - January 4, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2025)
(5/15/2014)
Exams
FINRA
Current Firm
WESTMINSTER RESEARCH ASSOCIATES LLC
CRD#: 14508 / SEC#: , 8-28900
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COWEN EXECUTION HOLDCO LLC | DIRECT PARENT | |
| BOWEN-FARSEWICZ, MELISSA ANN | PRINCIPAL FINANCIAL OFFICER AND FINOP | 6022667 |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| HOLMES, JOHN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1281617 |
| TISCORNIA, CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2836418 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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