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FIRM PROFILE
Overview
WESTMINSTER RESEARCH ASSOCIATES LLC is located at 262 Harbor Drive, Stamford, CT 06902 and was first established at Boston, Delaware in 09/27/2006. After operating for 19 years, WESTMINSTER RESEARCH ASSOCIATES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WESTMINSTER RESEARCH ASSOCIATES LLC’s clients are individuals and 0% of their clients are high net worth individuals. WESTMINSTER RESEARCH ASSOCIATES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WESTMINSTER RESEARCH ASSOCIATES LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WESTMINSTER RESEARCH ASSOCIATES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WESTMINSTER RESEARCH ASSOCIATES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for WESTMINSTER RESEARCH ASSOCIATES LLC Comes From
Understanding the Statistics for WESTMINSTER RESEARCH ASSOCIATES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
262 Harbor Drive, Stamford, CT 06902
22 Vanderbilt Avenue 20floor, New York, NY 10017
Small
(212) 448-6050
Delaware since 09/27/2006
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| COWEN EXECUTION HOLDCO LLC | DIRECT PARENT | ||
| BOWEN-FARSEWICZ, MELISSA ANN | PRINCIPAL FINANCIAL OFFICER AND FINOP | 6022667 | |
| HOLMES, JOHN | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1281617 | |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | CHIEF COMPLIANCE OFFICER | 6191294 | |
| TISCORNIA, CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2836418 |
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Advisor's working at WESTMINSTER RESEARCH ASSOCIATES LLC
Francis John Porcelli
Daniel Tyler Burke
Nathaniel Locke Dekanter
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