DB
Douglas W. Boy
MONEY CONCEPTS CAPITAL CORP
Bellefontaine, OH 43311
Some features on this profile are disabled
CRD#: 3152881
DB
Professional summary
Douglas William Boy, who also goes by Bill Boy, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Bellefontaine, Ohio.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Douglas has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Boy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CPA AND CORPORATE ACCOUNTANT WITH BANK 2.LAKE TOWNSHIP, 325 N MAIN STREET, BELLEFONTAINE, OH 43311, CORPORATION, FISCAL OFFICE OF TOWNSHIP, EMPLOYEE, ACCOUNTING OF THE TOWNSHIP, 1-20% HR. MO.8 HRS. MO. DURING SECURITIES TRADING. 3. D. WILLIAM BOY, CPA, 325 NORTH MAIN STREET, BELLEFONTAINE, OH 43311, SOLE PROPRIETORSHIP, TAX PREPARATION/ACCOUNTING NON-INVESTMENT RELATED, OWNER OR SHAREHOLDER, 160 HRS. MO., ALL DURING SECURITIES TRADING. 4. Don M & Margaret Hilliker YMCA, Branch of the YMCA 300 SLOAN BOULEVARD, BELLEFONTAINE, OH 43311, Currently on the Advisory Board Committee, NON INVESTMENT-RELATED, 4 HRS. MO. 5.THE BELLEFONTAINE BOOSTER CLUB, INC., OFFICER, VP, 325 NORTH MAIN STREET, BELLEFONTAINE, OH 43311, 6. TREASURER OF VILLAGE OF VALLEY HI, CORP., 325 NORTH MAIN STREET, BELLEFONTAINE,OH 43311, CLERK/EMPLOYEE, GOVERNMENT ENTITY-VILLAGE, NON INVESTMENT-RELATED, 4 HRS. MO. DURING SECURITIES TRADING. 7. THE NATIONAL EXCHANGE CLUB 1900 OF BELLEFONTAINE, OH, CORP., 325 NORTH MAIN STREET, BELLEFONTAINE, OH 43311, BOARD OF DIRECTORS, NON INVESTMENT -RELATED, 8 HRS. MO. DURING SECURITIES TRADING. 8. BELLEFONTAINE ROTARY CLUB, CORP., P O BOX 333, BELLEFONTAINE, OH 43311, BOARD OF DIRECTORS, NON INVESTMENT-RELATED, OFFICER, 8 HRS. MO. DURING SECURITIES TRADING. 9. GRACE CHAPEL, CORP., 500 LINDEN STREET, WEST LIBERTY, HO 43357, CONSULTING SEVICES, NON-INVESTMENT RELATED, 4 HRS. MO. DURING SECUTIRES TRADING. 10. UNION BANKING COMPANY, 105 EAST CENTER STREET, P O BOX 7, WEST MANSFIELD, OH 43358, CORP., PRESIDENT, CEO, CFO, CHARIMAN OF THE BOARD, EMPLOYEE, OFFICER, DIRECTOR, OWNER OR SHAREHOLDER, NON-INVESTMENT RELATED, 8 HRS. MO DURING SECURITIES TRADING. 11. Discovery Riders, Inc., 5850 St. Rt. 292, Zanesfield, OH. Board Member, Director. Non-investment related, 1-20% time spent on activity during non-securities hrs. 12. Don M. & Margaret Hilliker YMCA Foundation, 300 Sloan Boulevard Bellefontaine, OH 43311. Board of Directors, Director. Non-investment related, 1-20% time spent on activity during non-securities hrs. 13. Jacob Estes For Judge, since 10/1/2022, Officer, Non-investment related, 1-10% time spent on activity during securities hrs. 14. Treasurer of campaign of Silas Augsburger for City Council, since 3/17/2025, officer, Bookkeeping and report filing. Non-investment related, 1-10% time spent on activity during non-securities hrs.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas William Boy's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Douglas William Boy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2003 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 325 North Main St, Bellefontaine, OH 43311RIA
BD
CRD#: 12963
Bellefontaine, OH
Current
December 6, 2002 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 325 North Main St, Bellefontaine, OH 43311RIA
BD
CRD#: 12963
Bellefontaine, OH
Past
February 9, 1999 - December 3, 2002
VALMARK SECURITIES, INC.
BD
CRD#: 31243
AKRON, OH
Past
December 17, 1998 - February 10, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
December 17, 1998 - February 10, 1999
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/9/2023)
RR
Ohio(12/6/2002)
IAR
Ohio(6/2/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
