Clifton L. Gray
Professional summary
Clifton Langstaff Gray is a registered financial professional currently at TOURMALINE PARTNERS, LLC located in Stamford, Connecticut.
Clifton is registered as a RR (Registered Representative) and started their career in finance in 1999. Clifton has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25, Series 7, Series 4 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clifton Langstaff Gray's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2011 - Present
TOURMALINE PARTNERS, LLC
Office #1: 680 Washington Blvd. 10th Floor, Stamford, CT 06901May 13, 2002 - April 6, 2011
TICONDEROGA SECURITIES LLC
November 12, 1999 - May 13, 2002
KAUFMAN BROS., L.P.
February 24, 1999 - June 29, 1999
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2014)
(4/11/2011)
(3/8/2012)
(3/8/2012)
(4/11/2011)
(2/26/2014)
(11/21/2014)
(3/13/2012)
(2/10/2014)
(1/3/2019)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 9/15/2005
Limited Representative-Equity Trader ExamSeries 25
Date: 1/15/2003
NYSE Trading Assistant ExaminationSeries 12
Date: 6/26/2002
NYSE Branch Manager ExaminationFINRA
Current Firm
TOURMALINE PARTNERS, LLC
CRD#: 154492 / SEC#: , 8-68644
Contact information
FINRA licenses (33 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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