Aaron M. Rulnick
Professional summary
Aaron M Rulnick is a registered financial professional currently at HERBERT J. SIMS & CO, INC. located in Philadelphia, Pennsylvania.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 2001. Aaron has worked at 1 firm and has passed the Series 79TO, SIE, Series 50, Series 7, Series 24 and Series 54 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Aaron M Rulnick's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2001 - Present
HERBERT J. SIMS & CO, INC.
Office #1: 2400 Market Street Ste 200 Offsite At Fitler Club, Office #257, #259, Philadelphia, PA 19103Office #2: 11140 Rockville Pike Suite 630, Rockville, MD 20852State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/26/2014)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HERBERT J. SIMS & CO, INC.
CRD#: 3420 / SEC#: , 8-3315
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEKSYS CORPORATION | OWNER | |
| DIAMOND, JASON HOWARD | CHIEF FINANCIAL OFFICER/MANAGING PRINCIPAL | 2320884 |
| RULNICK, AARON M | DIRECTOR | 3149315 |
| HEBERT, VALERIE | CHIEF COMPLIANCE OFFICER | 4007252 |
| MULLANE, DANIEL JOSEPH | MANAGING PRINCIPAL | 1246435 |
| SANDS, R JEFFREY | DIRECTOR | 4285040 |
| SIMS, WILLIAM BARNETT | PRESIDENT/CEO | 425019 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
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