Katherine M. Dean-stahl
OPAL WEALTH ADVISORS
Jericho, NY 11753
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CRD#: 3147217
Professional summary
Katherine Mary Dean-stahl, CFP®, who also goes by Katherine Mary Dean, is a registered financial advisor currently at OPAL WEALTH ADVISORS, LLC located in Jericho, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Jericho, New York.
Katherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Katherine has worked at 5 firms and has passed the Series 66, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katherine Mary Dean
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Opal Wealth Advisors-Investment related-2 Jericho Plaza, Jericho, NY 11753-RIA-Financial Advisor-1/2019-160 hrs/mth-160 during trading hrs-Financial Advisor. 2) Shaklee-Not investment related-60 Brook St., W Sayville, NY 11796-Natural products-Distributor-8/2009-1 hrs/mth during trading hrs- Facilitate purchases of products. 3) Emals, LLC (Rental Property)-Not investment related-100 Lakeland Ave, Sayville, NY 11782-Real Estate Rental-Member-5/2017-1 hrs/mth-0 during trading hrs-A member of Emals, LLC-Owner of rental real estate. 4) The Well-th Project (name is being updated to Living your Worth, Inc.)-Not investment related-60 Brook Street, W. Sayville, NY 11796-Women's Empowerment, Education-Owner-5/2016-10 hrs/mth-1 during trading hrs-Owner-teach other to own their worth, be empowered, speaker at events. 5) Wentworth Financial Partners-Not investment related-80 State Street, Albany, NY 12207. Fixed/Traditional insurance-Agent-1/2019-Agent-10/2018-6 hrs/mth-1 during trading hrs-Sale of fixed/traditional insurance products 6) Isagenix Health Products-Not investment related-60 Brook Street, West Sayville, NY 11796-Health Products-Consultant-10/24/2019-5 hrs/mth-0 during trading hrs-Sharing products with friends about the health products. 7) Her Net Worth. Investment Related. 60 Brook Street, West Sayville, NY 11796. Author or Book and Possible Podcast. Owner. 1/2025. 5 Hrs/Mo; 0 During Trading Hours. It will be about money mindset, business tools and ideas, consistent action to create more financial freedom and supporting other women in business without the pressures of other influences. 8) Silicon Valley Women Founders Fund. Investment Related. San Francisco, CA. Advisory Board. Advisory Member. Start Date: 04/01/2025. 5 hrs/ month; none during trading hours. Advisory Meetings and Discussions. Introductions to private equity GPS.
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Mary Dean-stahl's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
January 21, 2019 - Present
OPAL WEALTH ADVISORS, LLC
Office #1: 2 Jericho Plaza Suite 208, Jericho, NY 11753RIA
CRD#: 289759
Jericho, NY
Current
January 18, 2019 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 2 Jericho Plaza Suite 208, Jericho, NY 11753BD
CRD#: 35747
Jericho, NY
Past
December 22, 2014 - January 22, 2019
MORGAN STANLEY
BD
CRD#: 149777
GREAT NECK, NY
Past
March 22, 2005 - August 20, 2013
OSAIC FS, INC.
BD
CRD#: 3870
HAUPPAUGE, NY
Past
November 11, 2002 - February 22, 2005
IFMG SECURITIES, INC.
RIA
CRD#: 14416
PURCHASE, NY
Past
July 22, 2002 - February 22, 2005
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OPAL WEALTH ADVISORS, LLC
BLAISE ADVISORS, LLC | OPAL WEALTH ADVISORS, LLC
CRD#: 289759 / SEC#: 801-114223
RIA
Registered Investment Advisory firm - (11/1/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/21/2023)
RR
New York(1/18/2019)
IAR
New York(2/3/2021)
IAR
Texas(1/21/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OW
OPAL WEALTH ADVISORS, LLC
BLAISE ADVISORS, LLC | OPAL WEALTH ADVISORS, LLC
CRD#: 289759 / SEC#: 801-114223
RIA
Registered Investment Advisory firm - (11/1/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Jericho Plaza Suite 208, Jericho, NY 11753
Mailing Address
Phone number
(516) 388-7980
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,097 |
| AUM (Assets Under Management) | $ 1,029,200,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 09/16/2024 | ||
| 01/05/2024 | ||
| 11/01/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
