Jay Neider

PINNACLE FINANCIAL SERVICES

ARMONK, NY 10504

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CRD#: 3144992

Professional summary

Jay Neider is a registered financial advisor currently at PINNACLE FINANCIAL SERVICES, LLC located in Armonk, New York.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jay has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Neider's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2003 - Present

PINNACLE FINANCIAL SERVICES, LLC

Office #1: 7 Greenbriar Circle, Armonk, NY 10504

RIA

CRD#: 125425

ARMONK, NY

Past

January 3, 2003 - December 2, 2003

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

November 10, 1998 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/16/2021)

IAR

North Carolina
(8/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/25/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/3/1998

General Securities Representative Examination

Current Firm

PINNACLE FINANCIAL SERVICES, LLC

LEVINE, NEIDER WOHL LLP | PINNACLE FINANCIAL SERVICES, LLC | PINNACLE FINANCIAL SERVICES LLC | NEIDER & WOHL, LLP

CRD#: 125425 / SEC#:

California

Registered Investment Advisory firm - (10/9/2025 Terminated)

Connecticut

Registered Investment Advisory firm - (11/27/2012 Terminated)

Florida

Registered Investment Advisory firm - (11/27/2012 Terminated)

Massachusetts

Registered Investment Advisory firm - (11/27/2012 Terminated)

New Jersey

Registered Investment Advisory firm - (4/18/2024 Terminated)

New York

Registered Investment Advisory firm - (5/6/2003 Approved)

North Carolina

Registered Investment Advisory firm - (7/22/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/3/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

7 Greenbriar Circle, Armonk, NY 10504

Mailing Address

Phone number

(914) 261-4377

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jay Neider

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Neider's CRS (Customer Relationship Summary).

Certified licenses

Experience

PINNACLE FINANCIAL SERVICES, LLC

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2003

Series 63

Date: 1/25/1999

Series 7

Date: 11/3/1998

Current Firm

PINNACLE FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

PINNACLE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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