NG
N E. Gregg
CORE ADVISORY GROUP
Charlotte, NC 28210
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CRD#: 3143948
NG
Professional summary
N Elizabeth Gregg, who also goes by Beth Gregg, Elizabeth Gregg Mayer Mrs., Elizabeth Gregg Wolf Mrs., is a registered financial advisor currently at CORE ADVISORY GROUP located in Charlotte, North Carolina and LPL FINANCIAL LLC located in Charlotte, North Carolina.
N is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. N has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Beth Gregg | Elizabeth Gregg Mayer Mrs. | Elizabeth Gregg Wolf Mrs.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/06/2008 - NON-VARIABLE INSURANCE - SELL GROUP BENEFITS AND PERSONAL FIXED PRODUCTS. - TIME SPENT 30% - CHARLOTTE, NC. 2. 4/5/2010 - NON-VARIABLE INSURANCE DBA - FAIRVIEW STRATEGIC PARTNERS, LLC - 100% OF TIME SPENT - CHARLOTTE, NC. 3. 1/25/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2018 - 1 Hours Per Month During Securities Trading. 4. 8/25/2020 - Fairview Strategic Partners - DBA: Fairview Strategic Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/22/2010 - 120 Hours Per Month/100 Hours During Securities Trading. 5. 8/27/2020 - CORE Advisory Group - DBA: (Hybrid) Fairview Strategic Partners LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/01/2020 - 120 Hours Per Month/100 Hours During Securities Trading. 6. 8/27/2020 - CORE Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 07/01/2020 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through CORE Advisory Group, an independent investment advisor firm. I started this business activity in 07/2020. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 09/29/2022 - Gregg Financial, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 09/14/2022 - 120 Hours Per Month/120 Hours During Securities Trading 8. 10/23/2024 - Fairview Wealth Advisors - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 130 Hours Per Month/ 7 Hours During Trading 9. 11/11/2024 - Fairview Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 15 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view N Elizabeth Gregg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2020 - Present
CORE ADVISORY GROUP
Office #1: 5960 Fairview Rd. Ste. 104, Charlotte, NC 28210RIA
CRD#: 306661
Charlotte, NC
Current
November 6, 2008 - Present
LPL FINANCIAL LLC
Office #1: 6100 Fairview Rd., Ste 625, Charlotte, NC 28210RIA
BD
CRD#: 6413
CHARLOTTE, NC
Past
January 6, 2021 - October 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHARLOTTE, NC
Past
November 6, 2008 - October 29, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHARLOTTE, NC
Past
June 23, 2003 - December 2, 2008
EQUITY SERVICES, INC.
RIA
CRD#: 265
CHARLOTTE, NC
Past
January 6, 1999 - December 2, 2008
EQUITY SERVICES, INC.
BD
CRD#: 265
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CORE ADVISORY GROUP
BROOKHAVEN WEALTH MANAGEMENT | STROSSER WEALTH MANAGEMENT | KING WEALTH PARTNERS | FAIRVIEW WEALTH ADVISORS | FAIRVIEW STRATEGIC PLANNING | CORE COMPLIANCE GROUP, LLC | CORE ADVISORY GROUP
CRD#: 306661 / SEC#: 801-122934
RIA
Registered Investment Advisory firm - (1/4/2022 Approved)North Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/23/2022 Terminated)Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/6/2008)
RR
North Carolina(11/6/2008)
IAR
North Carolina(6/29/2020)
RR
South Carolina(4/25/2022)
RR
Washington(7/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CA
CORE ADVISORY GROUP
BROOKHAVEN WEALTH MANAGEMENT | STROSSER WEALTH MANAGEMENT | KING WEALTH PARTNERS | FAIRVIEW WEALTH ADVISORS | FAIRVIEW STRATEGIC PLANNING | CORE COMPLIANCE GROUP, LLC | CORE ADVISORY GROUP
CRD#: 306661 / SEC#: 801-122934
RIA
Registered Investment Advisory firm - (1/4/2022 Approved)North Carolina
Registered Investment Advisory firm - (2/24/2022 Terminated)South Carolina
Registered Investment Advisory firm - (2/23/2022 Terminated)Texas
Registered Investment Advisory firm - (2/23/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
744 Arden Lane Suite 175, Rock Hill, SC 29732
Mailing Address
Phone number
(803) 324-5464
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,628 |
| AUM (Assets Under Management) | $ 296,813,729 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
