Christopher R. Saul
Professional summary
Christopher Robert Saul, who also goes by Chris Saul, Christopher Saul, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Robert Saul's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2026 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 650 Madison Ave 3rd Fl, New York, NY 10022June 19, 2023 - February 2, 2026
BLUEROCK CAPITAL MARKETS LLC
June 12, 2015 - April 3, 2023
BNY MELLON SECURITIES CORPORATION
October 12, 2007 - June 10, 2015
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 27, 2006 - October 4, 2007
EQUITY SERVICES, INC.
February 7, 2005 - March 7, 2006
CHICAGO INVESTMENT GROUP, LLC
July 8, 2003 - February 3, 2005
R.M. STARK & CO., INC.
November 20, 2002 - July 7, 2003
LADENBURG THALMANN & CO. INC.
July 2, 1999 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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