Michael Edward Mcgarry
Professional Summary
Michael Edward Mcgarry is a registered financial advisor currently at OPTSECURITIES, LLC located in Charlotte, North Carolina. Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
Years of Experience
27 years in the financial services industry
Current & Past Employments
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
Current Firm
OPT CAPITAL, LLC | OPTSECURITIES, LLC | OPT SECURITIES, LLC
Contact Information
Main Address
200 S. College St. 16th Floor, Charlotte, NC, 28202Mailing Address
200 S. College St. 16th Floor, Charlotte, NC, 28202Phone Number
(704) 731-5990Established
North Carolina since 09/08/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
State Registrations and Notice Filings
(3/12/2019)
(6/29/2022)
(3/19/2019)
(7/17/2020)
(12/9/2016)
(3/19/2019)
(4/17/2019)
(3/9/2021)
(2/19/2021)
(2/3/2015)
(4/7/2015)
(5/20/2021)
(1/19/2021)
(4/4/2019)
(1/5/2016)
(5/7/2019)
(12/13/2016)
(3/25/2015)
(2/16/2015)
(2/24/2021)
(2/2/2021)
(4/24/2017)
(2/19/2021)
(9/17/2020)
(2/13/2020)
(6/19/2019)
(11/24/2020)
(3/20/2018)
(3/19/2019)
(2/5/2021)
(12/13/2018)
(11/17/2020)
(7/31/2018)
(2/27/2015)
(2/23/2021)
(2/3/2015)
(8/7/2019)
(3/25/2019)
(3/7/2019)
(8/5/2019)
(1/11/2021)
(3/3/2015)
(3/5/2021)
(9/23/2015)
(2/27/2015)
(3/11/2019)
(3/16/2021)
(10/7/2022)
(1/5/2016)
(3/12/2019)
(11/12/2020)
(6/19/2020)
(3/16/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
CRS (Client Relationship Summary) - BD
Click below to view Michael Edward Mcgarry's CRS (Customer Relationship Summary).
Similar Advisors
SPARTA WEALTH PARTNERS
ALLSTATE FINANCIAL SERVICES, LLC
PORTUS WEALTH ADVISORS, LLC
VANGUARD ADVISERS, INC.
