DA
David C. Anfinson
CETERA INVESTMENT ADVISERS LLC
WILLMAR, MN 56201
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CRD#: 3139688
DA
Professional summary
David Clyde Anfinson is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Willmar, Minnesota and CETERA WEALTH SERVICES, LLC located in Willmar, Minnesota.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. David has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: Anfinson, Thompson & Company, P.A., CPA's; Yes; 1604 1ST STREET S STE 230; WILLMAR; MN; 56201; Taxes and accounting; Taxes and financial planning; 12/1/1991; 50; 50; taxes and financial planning| 2) NAME OF ENTITY: CARRIS HEALTH LLC; No; 3001 CLEARWATER RD; ST CLOUD; MN; 56301; NON-PROFIT ORGANIZATION; BOARD MEMBER; 1/25/2018; 3; 0; ATTEND MEETINGS| 3) NAME OF ENTITY: CENTRA CARE HEALTH; No; 3001 CLEARWATER RD; ST CLOUD; MN; 56301; NON-PROFIT ORGANIZATION; BOARD MEMBER; 1/25/2018; 1; 0; ATTEND MEETINGS| 4) NAME OF ENTITY: Anfinson, Thompson & Company Properties, LLC; No; 1604 1st Street S; Willmar; MN; 56201; Property Management; Shareholder; 1/1/2021; 0; 0; Shareholder| 5) NAME OF OTHER BUSINESS: ANFINSON THOMPSON FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: OWNER/ FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view David Clyde Anfinson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1604 S First St Suite 230, Willmar, MN 56201Office #2: 710 Csah 75 S, St. Joseph, MN 56374Office #3: 1251 E Bridge St, Redwood Falls, MN 56283Office #4: 212 W James St, Paynesville, MN 56362Office #5: 223 Main St, Melrose, MN 56352Office #6: 30 East Minnesota Avenue, Glenwood, MN 56334Office #7: 1309 Hwy 29 S, Suite 101, Alexandria, MN 56308RIA
CRD#: 105644
WILLMAR, MN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1604 1st Street South Suite 230, Willmar, MN 56201Office #2: 710 Csah 75 S, St. Joseph, MN 56374Office #3: 1251 E Bridge St, Redwood Falls, MN 56283Office #4: 212 W James St, Paynesville, MN 56362Office #5: 223 Main St, Melrose, MN 56352Office #6: 30 East Minnesota Avenue, Glenwood, MN 56334Office #7: 1309 Hwy 29 S, Suite 101, Alexandria, MN 56308BD
CRD#: 13572
WILLMAR, MN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
WILLMAR, MN
Past
February 6, 2017 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WILLMAR, MN
Past
February 12, 2013 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WILLMAR, MN
Past
April 18, 2011 - April 25, 2011
ASKAR ADVISORS GROUP, INC.
RIA
CRD#: 119330
WILLMAR, MN
Past
February 2, 2007 - April 25, 2011
ASKAR CORP.
BD
CRD#: 7512
WILLMAR, MN
Past
January 1, 2004 - March 7, 2005
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
May 13, 1999 - January 1, 2004
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
October 30, 1998 - May 12, 1999
ASKAR CORP.
BD
CRD#: 7512
BLOOMINGTON, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/12/2024)
RR
Arkansas(1/2/2025)
RR
California(1/2/2025)
RR
Colorado(1/2/2025)
RR
Florida(12/12/2024)
RR
Idaho(1/2/2025)
RR
Kentucky(1/2/2025)
RR
Louisiana(1/2/2025)
RR
Massachusetts(1/2/2025)
RR
Michigan(1/2/2025)
RR
Minnesota(6/9/2021)
IAR
Minnesota(6/29/2023)
RR
Missouri(1/2/2025)
RR
North Dakota(1/2/2025)
RR
Oregon(12/12/2024)
RR
South Carolina(7/22/2025)
RR
South Dakota(8/2/2024)
RR
Texas(7/3/2024)
IAR
Texas(7/3/2024)
RR
Washington(1/2/2025)
RR
Wisconsin(1/2/2025)
RR
Wyoming(6/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Willmar, MN 56201TRUST BUT VERIFY
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