Alberto E. Rivera
Professional summary
Alberto E Rivera is a registered financial professional currently at NATIONWIDE PLANNING ASSOCIATES INC. located in Guaynabo, .
Alberto is registered as a RR (Registered Representative) and started their career in finance in 1998. Alberto has worked at 4 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alberto E Rivera's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2014 - Present
NATIONWIDE PLANNING ASSOCIATES INC.
Office #1: Urb Highland Garden Acuarela Street, C-4, Guaynabo, PR 00969April 4, 2011 - February 29, 2012
RD CAPITAL GROUP, INC.
March 19, 2010 - March 25, 2011
ABRAMENKO & COMPANY, INC.
February 5, 2007 - September 11, 2008
WALNUT STREET SECURITIES, INC.
March 26, 2004 - February 8, 2007
RD CAPITAL GROUP, INC.
October 26, 1998 - April 12, 2004
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2021)
(9/19/2014)
Exams
FINRA
Current Firm
NATIONWIDE PLANNING ASSOCIATES INC.
CRD#: 31029 / SEC#: , 8-45310
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Bond | 1 |
Red Flags
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