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CRD#: 31029
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

NATIONWIDE PLANNING ASSOCIATES INC. is located at 32-16 Broadway Ave, 2nd Floor, Fair Lawn, NJ 07410 and was first established at Woodbridge, New Jersey in 10/26/1992. After operating for 33 years, NATIONWIDE PLANNING ASSOCIATES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of NATIONWIDE PLANNING ASSOCIATES INC.’s clients are individuals and 0% of their clients are high net worth individuals. NATIONWIDE PLANNING ASSOCIATES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at NATIONWIDE PLANNING ASSOCIATES INC. are registered to handle securities or provide financial advice. The firm has 4 disclosures, 3 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access NATIONWIDE PLANNING ASSOCIATES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at NATIONWIDE PLANNING ASSOCIATES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for NATIONWIDE PLANNING ASSOCIATES INC. Comes From

Understanding the Statistics for NATIONWIDE PLANNING ASSOCIATES INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
3
Bond
1

FIRM INFORMATION

Main Address
32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410
Mailing Address
32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410
Firm Size
Small
Phone Number
(201) 476-0029
Established
New Jersey since 10/26/1992
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
ABRAMENKO, PETERCO-CHAIRMAN OF THE BOARD1405677
DE POL, MICHAEL JOHNFOUNDER AND CHAIRMAN OF THE BOARD2087651
COLLEARY, JAMES SCHIEF COMPLIANCE OFFICER5844640
KARALEWICH, MICHAEL JCHIEF EXECUTIVE OFFICER/ROSFP/FINOP2910052

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Advisor's working at NATIONWIDE PLANNING ASSOCIATES INC.

JN

James Kevin Noble

Jim Noble
IAR
RR
CRD#: 1685505
CFP®: Certified Financial PlannerCLU®: Chartered Life Underwriter
Location:
Fair Lawn, NJ 07410
Company:
NPA ASSET MANAGEMENT, LLC
Disclosures:
Experience:
38 years
View Profile
TY

Theresa Jean Yarosh

Theresa J Collins
IAR
RR
CRD#: 1693824
CFP®: Certified Financial PlannerChFC®: Chartered Financial ConsultantCLU®: Chartered Life Underwriter
Location:
Fair Lawn, NJ 07410
Company:
NPA ASSET MANAGEMENT, LLC
Disclosures:
Experience:
27 years
View Profile
WR

William George Roll III

Bill Roll, Tertius Roll, William G Roll 3rd
IAR
RR
CRD#: 1617305
Location:
Fair Lawn, NJ 07410
Company:
NPA ASSET MANAGEMENT, LLC
Disclosures:
Experience:
38 years
View Profile
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