John A. Scott
Professional summary
John Alexander Campbell Scott is a registered financial professional currently at THREADMARK LP located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 17, Series 32, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Alexander Campbell Scott's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2022 - Present
THREADMARK LP
Office #1: 300 Park Avenue 2nd Floor, New York, NY 10022February 13, 2013 - May 3, 2016
JONES LANG LASALLE SECURITIES, LLC
October 17, 2001 - February 4, 2003
GOLDMAN SACHS & CO. LLC
March 15, 1999 - February 4, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/1/2023)
Exams
Series 7TO
Date: 12/21/2022
General Securities Representative ExaminationSeries 17
Date: 2/12/2013
Limited Registered Representative ExaminationSeries 55
Date: 2/26/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
THREADMARK LP
CRD#: 173318 / SEC#: , 8-69535
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
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