Ravi Bhagavan
Professional summary
Ravi Bhagavan is a registered financial professional currently at BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.
Ravi is registered as a RR (Registered Representative) and started their career in finance in 1998. Ravi has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 62, Series 7, Series 3, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ravi Bhagavan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 10, 2021 - Present
BA SECURITIES, LLC
Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428September 10, 2018 - April 29, 2021
BRG CAPSTONE CAPITAL ADVISORS
October 25, 2017 - May 1, 2018
BOWSTRING ADVISORS, LLC
August 7, 2015 - September 21, 2017
HEADWATERS BD, LLC
June 5, 2014 - August 3, 2015
MERIT SECURITIES, LLC
August 16, 2006 - March 18, 2014
GALILEO GLOBAL SECURITIES, LLC
December 7, 1998 - March 2, 2000
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2024)
(5/10/2021)
(2/4/2025)
(5/10/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 3/24/2006
Corporate Securities Limited Representative ExaminationSeries 28
Date: 6/16/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
BA SECURITIES, LLC
CRD#: 153489 / SEC#: , 8-68545
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BA HOLDCO, LLC | OWNER | |
| BOLDEN, MICHAEL LABRADOR | CHIEF COMPLIANCE OFFICER | 6411755 |
| CHUFF, JOHN JOSEPH | PRESIDENT | 1205736 |
| HATLING, PEDER ALAN | PRINCIPAL | 5240595 |
| JUILIANO, COLLEEN JANE | FINOP | 4818898 |
| KELLER-YOUNG, SUZANNE | OPERATIONS MANAGER | 5495492 |
| PICKENS, DANIEL NEHIL | PRINCIPAL | 1042225 |
| WENTZLER, DENNIS RAYMOND | CHIEF OPERATIONS OFFICER & AML OFFICER | 4221461 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
