Carlon L. Cagle
Professional summary
Carlon Lani Cagle, who also goes by Carlon L Boyster, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fayetteville, Arkansas and CETERA FINANCIAL SPECIALISTS LLC located in Fayetteville, Arkansas.
Carlon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Carlon has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carlon Lani Cagle's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 1999 - Present
CETERA INVESTMENT ADVISERS LLC
October 14, 1999 - Present
CETERA FINANCIAL SPECIALISTS LLC
February 4, 1999 - October 15, 1999
1ST GLOBAL CAPITAL CORP.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/20/2006)
(4/21/2006)
(10/14/1999)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
