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JH

John Bradley Howard

AQR INVESTMENTS
Greenwich, CT
·CRD# 3132622·27 years experience

Professional Summary

John Bradley Howard is a registered financial advisor currently at AQR INVESTMENTS, LLC located in Greenwich, Connecticut. John is registered as a RR (Registered Representative) and started their career in finance in 1999. John has worked at 4 firms and has passed the Series 7TO, SIE, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

AQR INVESTMENTS, LLC·CRD# 289244
BD
One Greenwich Plaza Suite 130, Greenwich, CT 06830
November 3, 2023 - Present
ALLIANCEBERNSTEIN INVESTMENTS, INC.·CRD# 14549
BD
Nashville, TN
July 6, 2010 - March 3, 2011
KNIGHT CAPITAL AMERICAS, L.P.·CRD# 38599
BD
Jersey City, NJ
December 17, 2004 - August 14, 2007
KNIGHT EXECUTION PARTNERS LLC·CRD# 104228
BD
Chicago, IL
April 5, 2004 - December 17, 2004
KNIGHT CAPITAL AMERICAS, L.P.·CRD# 38599
BD
Jersey City, NJ
January 25, 1999 - December 17, 2004

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Current Firm

AI
AQR INVESTMENTS, LLC

AQR INVESTMENTS, LLC

CRD#: 289244 / SEC#: 8-69990
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

One Greenwich Plaza Suite 130, Greenwich, CT 06830

Mailing Address

One Greenwich Plaza Suite 130, Greenwich, CT 06830

Phone Number

(203) 742-3600

Established

Delaware since 03/15/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AQR CAPITAL MANAGEMENT HOLDINGS (B-D), LLCPARENT COMPANY—
HOWARD, JOHN BRADLEYCHIEF EXECUTIVE OFFICER3132622
KABILLER, DAVID GARYBOARD OF MANAGERS1736385
MELLAS, STEPHEN JOSEPHBOARD OF MANAGERS1505043
PRINCE, STEPHANIE NICOLECHIEF COMPLIANCE OFFICER2618015
RYAN, PATRICK EDMUNDCHIEF FINANCIAL OFFICER2822527
WILLCOX, HERBERT JAMESBOARD OF MANAGERS & CHIEF LEGAL OFFICER1868426

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Nov 2023About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2023About the SIE exam

Series 24 — General Securities Principal Examination

Passed Feb 2024About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1998About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view John Bradley Howard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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