Broderick Young
EAGLE STRATEGIES LLC
BETHESDA, MD 20817
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CRD#: 3132535
Professional summary
Broderick Young, CFP®, ChFC®, CLU®, who also goes by Broderick Leandes Young, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Bethesda, Maryland and NYLIFE SECURITIES LLC located in Bethesda, Maryland.
Broderick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Broderick has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Broderick Leandes Young
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[B.YOUNG CONSULTING LLC; 8220 MORRIS PLACE JESSUP, MD 20794; NOT INVESTMENT RELATED; START DATE 10/2010] [B. Young Consulting LLC; Multi Unit Rental Property; 1734 West Clarke STREET UNIT 1728, Milwaukee, WI 53206; Start Date 03/2024; Role/Title: Owner; Investment Related; 2 hours per month; 1 hours per month during securities trading hours; collect rent] [Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products ; 9861 Broken Land Parkway, Columbia MD 21046; Start Date 02/2020; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF REVEAL WEALTH FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; COLUMBIA, MD; START DATE: 02/2020] [Studio for Wellness & Education; 3502 Scotts Lane, Suite 1614, Philadelphia, PA 19129; Start Date 10/2020; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Guidance and strategic development to help the organization grow.] [OPERATING UNDER THE DBA NAME OF Crystal Clear Financial Group, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; COLUMBIA MD; START DATE: 05/2023] [NYLARC Holdings Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 01/2024; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; I have no responsibilities, except to elect Board Members.]
CRS (Client Relationship Summary) - RIA
Click below to view Broderick Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
February 19, 2020 - Present
EAGLE STRATEGIES LLC
Office #1: 6905 Rockledge Dr Suite 900, Bethesda, MD 20817RIA
CRD#: 110826
BETHESDA, MD
Current
January 31, 2020 - Present
NYLIFE SECURITIES LLC
Office #1: 6905 Rockledge Drive Suite 900, Bethesda, MD 20817BD
CRD#: 5167
Bethesda, MD
Past
June 9, 2015 - January 28, 2020
NYLIFE DISTRIBUTORS LLC
BD
CRD#: 35350
JERSEY CITY, NJ
Past
February 7, 2012 - June 9, 2015
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
COLUMBIA, MD
Past
May 26, 2000 - June 9, 2015
NYLIFE SECURITIES LLC
BD
CRD#: 5167
COLUMBIA, MD
Past
September 1, 1999 - April 26, 2000
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Past
December 3, 1998 - January 20, 1999
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
December 3, 1998 - January 20, 1999
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/7/2020)
RR
Arizona(6/14/2023)
RR
California(2/18/2020)
RR
Connecticut(2/9/2023)
RR
Delaware(2/4/2021)
RR
District of Columbia(1/31/2020)
RR
Florida(1/31/2020)
RR
Georgia(1/31/2020)
RR
Illinois(8/3/2020)
RR
Kansas(12/1/2022)
RR
Louisiana(5/21/2020)
RR
Maryland(1/31/2020)
IAR
Maryland(2/19/2020)
RR
Massachusetts(4/30/2024)
RR
Mississippi(6/20/2025)
RR
Missouri(12/2/2022)
RR
New Hampshire(8/5/2025)
RR
New Jersey(2/18/2020)
RR
New York(2/18/2020)
RR
North Carolina(2/3/2020)
RR
Ohio(6/5/2023)
RR
Oklahoma(4/4/2023)
RR
Oregon(9/26/2022)
RR
Pennsylvania(1/31/2020)
RR
South Carolina(2/18/2020)
RR
Tennessee(10/23/2020)
RR
Texas(2/18/2020)
IAR
Texas(4/1/2021)
RR
Vermont(1/3/2023)
RR
Virginia(1/31/2020)
RR
Washington(3/2/2021)
RR
West Virginia(2/4/2021)
RR
Wisconsin(1/31/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Bethesda, MD 20817TRUST BUT VERIFY
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