Peter J. Quelch
Professional summary
Peter Joseph Quelch, who also goes by Peter Joseph Quelch Mr., is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2004. Peter has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Joseph Quelch's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2017 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 605 Third Avenue 43rd Floor, New York, NY 10158May 29, 2008 - October 27, 2016
FRANKLIN DISTRIBUTORS, LLC
March 26, 2004 - May 20, 2008
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/13/2017)
(7/13/2017)
(7/13/2017)
(7/13/2017)
(7/13/2017)
(1/3/2019)
(7/13/2017)
(1/3/2019)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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