John Joseph Gallagher Jr
Professional Summary
John Joseph Gallagher JR is a registered financial advisor currently at LEAGUE CAPITAL MARKETS located in New York, New York. John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
FORT GHENT BROKERAGE LLC | LEAGUE CAPITAL MARKETS
Contact Information
Main Address
1345 Avenue Of The Americas 2nd Floor, New York, NY 10105Mailing Address
1345 Avenue Of The Americas 2nd Floor, New York, NY 10105Phone Number
(212) 588-0580Established
New York since 11/01/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (14 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/11/2022)
(11/11/2022)
(2/7/2025)
(4/22/2025)
(7/8/2024)
(11/11/2022)
(5/31/2024)
(11/11/2022)
(5/30/2024)
(11/11/2022)
(11/11/2022)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view John Joseph Gallagher JR's CRS (Customer Relationship Summary).
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