Bernard Kishoiyian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Kishoiyian was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1999. Bernard had worked at 3 firms and has passed the Series 63, Series 56 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2012 - January 14, 2013
WTS PROPRIETARY TRADING GROUP LLC
July 20, 2001 - August 22, 2003
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - August 22, 2003
WELLS FARGO CLEARING SERVICES, LLC
September 20, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 10/25/2012
Proprietary Trader Qualification ExaminationCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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