Eric C. Keller
Professional summary
Eric Charles Keller, CIMA® is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fort Worth, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Eric has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Charles Keller's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2015 - Present
FIRST COMMAND ADVISORY SERVICES
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109February 12, 2015 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109February 12, 2015 - December 15, 2015
FIRST COMMAND BROKERAGE SERVICES, INC.
July 15, 2014 - December 31, 2014
FARMERS FINANCIAL SOLUTIONS, LLC
March 12, 2013 - April 18, 2014
CURIAN CAPITAL, LLC
February 8, 2011 - April 18, 2014
CURIAN CLEARING, LLC
August 30, 2010 - January 31, 2011
MIDAMERICA FINANCIAL SERVICES, INC.
May 27, 2008 - May 24, 2010
EMPOWER FINANCIAL SERVICES, INC.
April 20, 2006 - January 22, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
April 20, 2006 - January 22, 2008
THRIVENT INVESTMENT MANAGEMENT INC.
July 6, 2005 - February 23, 2006
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - February 23, 2006
CHASE INVESTMENT SERVICES CORP.
July 27, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
July 27, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
July 12, 1999 - May 10, 2004
UBS FINANCIAL SERVICES INC.
November 10, 1998 - May 10, 2004
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
